BNY 2018 Hierarchy report

 H0ME

 

Report created: 1/10/2018
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018

Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company

Seq
Num Name (RSSD ID) Parent Seq City State or Country Entity Type

1 * BANK OF NEW YORK MELLON CORPORATION, THE (3587146) NEW YORK NY Financial Holding Company - Domestic
2 -* BANK OF NEW YORK MELLON TRUST COMPANY,NATIONAL ASSOCIATION, THE (398668)1 LOS ANGELES CA National Bank
3 --* WESTWOOD CDO II, LTD (4008424) 2 GEORGE TOWN CAYMAN ISLANDS International Nonbank Sub of Domestic Entities
4 --* WESTWOOD CDO I, LTD (4074670) 2 GEORGE TOWN CAYMAN ISLANDS International Nonbank Sub of Domestic Entities
5 --* PACIFICA CDO VI, LTD. (4075501) 2 GEORGE TOWN CAYMAN ISLANDS International Nonbank Sub of Domestic Entities
6 --* FULTON STREET CDO, LTD. (5084386) 2 GEORGE TOWN CAYMAN ISLANDS International Nonbank Sub of Domestic Entities
7 -* MELLON AUSTRALIA PTY LIMITED (2614157) 1 SYDNEY AUSTRALIA International NonbankInternational Nonbank Sub of Domestic
Entities
8 -* MIPA, LLC (2710527) 1 WILMINGTON DE Domestic Entity Other
9 -* MCDI (HOLDINGS) LLC (2871932) 1 NEW YORK NY Domestic Entity Other
10 --* PROMONTORY INTERFINANCIAL NETWORK, LLC (3183315) 9 ARLINGTON VA Data Processing Servicer
11 -* TRINITY RESIDUAL LIMITED (3045758) 1 HAMILTON BERMUDA International Nonbank Sub of Domestic Entities
12 --* BNY MELLON MARKETS EUROPE LIMITED (4397315) 11 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
13 -* COLSON SERVICES CORP. (3135181) 1 NEW YORK NY Domestic Entity Other
14 -* MELLON HOLDINGS LLC (3137466) 1 NEW YORK NY Domestic Entity Other
15 --* MELLON FINANCIAL SERVICES CORPORATION #1 (1068968) 14 PITTSBURGH PA Domestic Entity Other
16 ---* ALLOMON CORPORATION (1068799) 15 PITTSBURGH PA Finance Company

Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq Num Name (RSSD ID) Parent Seq City State or Country Entity Type

BANK OF NEW YORK MELLON CORPORATION, THE (3587146) as of 01/10/2018

* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.

17 ----* REDWOOD POINT ORION FUND, LTD. (4515315) 16 GEORGE TOWN CAYMAN ISLANDS International Nonbank Sub of Domestic
Entities
18 ----* REDWOOD POINT GLOBAL OPPORTUNITY FUND, LTD. -MULTICURRENCY (4515342)16 GEORGE TOWN CAYMAN ISLANDS International
Nonbank Sub of Domestic Entities
19 ----* REDWOOD POINT ORION MASTER FUND, LTD.(4867407)16 GEORGE TOWN CAYMAN ISLANDS International Nonbank Sub of Domestic
Entities
20 ----* REDWOOD POINT COMMODITY ALPHA MASTER FUND,LTD. (4867416)16 GEORGE TOWN CAYMAN ISLANDS International Nonbank
Sub of Domestic Entities
21 ----* REDWOOD POINT GLOBAL OPPORTUNITY MASTER FUND, LTD. (4888372)16 GEORGE TOWN CAYMAN ISLANDS International Nonbank
Sub of Domestic
Entities
22 ---* APT HOLDINGS CORPORATION (1193954) 15 WILMINGTON DE Domestic Entity Other
23 --* EAGLE INVESTMENT SYSTEMS LLC (3080058) 14 WEST HARTFORD CT Domestic Entity Other
24 ---* EAGLE ACCESS LLC (3080067) 23 WELLESLEY MA Data Processing Servicer
25 ---* EAGLE INVESTMENT SYSTEMS SINGAPORE PTE. LTD. (4082497) 23 SINGAPORE SINGAPORE Data Processing Servicer
26 ---* EAGLE INVESTMENT SYSTEMS AUSTRALIA PTY. LTD. (4890405)23 SYDNEY AUSTRALIA International Nonbank Sub of Domestic
Entities
27 --* DPM MELLON, LLC (3346053) 14 SOMERSET NJ Domestic Entity Other
28 --* AGENCY BROKERAGE HOLDING LLC (3587445) 14 NEW YORK NY Domestic Entity Other
29 -* PERSHING GROUP LLC (3347582) 1 NEW YORK NY Domestic Entity Other
30 --* PERSHING LLC (1568842) 29 JERSEY CITY NJ Securities Broker/Dealer
31 ---* PERSHING INDIA OPERATIONAL SERVICES PRIVATE LIMITED (4563633) 30 CHENNAI INDIA (OTHER) International Nonbank
Sub of Domestic Entities
32 --* LOCKWOOD ADVISORS, INC. (3159011) 29 MALVERN PA Securities Broker/Dealer

Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company

Seq Num Name (RSSD ID) Parent Seq City State or Country Entity Type

BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018

* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.


33 --* MADISON PERSHING LLC (3179907) 29 JERSEY CITY NJ Domestic Entity Other
34 --* PERSHING HOLDINGS (UK) LIMITED (3203790) 29 LONDON ENGLAND International Nonbank Sub of Domestic Entities
35 ---* PERSHING LIMITED (3203811) 34 LIVERPOOL ENGLAND International Nonbank Sub of Domestic Entities
36 ----* PERSHING SECURITIES LIMITED (3203839) 35 LONDON ENGLAND International Nonbank Sub of Domestic Entities
37 ----* PERSHING SECURITIES INTERNATIONAL LIMITED (3344723) 35 DUBLIN IRELAND International Nonbank Sub of Domestic
Entities
38 ----* PERSHING (CHANNEL ISLANDS) LIMITED (4397294) 35 ST. HELIER JERSEY International Nonbank Sub of Domestic Entities
39 ----* BNY MELLON PERSHING TRUSTEES LIMITED (4680129) 35 LIVERPOOL ENGLAND International Nonbank Sub of Domestic
Entities
40 --* PAS HOLDINGS LLC (3391521) 29 JERSEY CITY NJ Domestic Entity Other
41 ---* PERSHING ADVISOR SOLUTIONS LLC (3005510) 40 JERSEY CITY NJ Securities Broker/Dealer
42 --* ALBRIDGE SOLUTIONS, INC. (3672798) 29 LAWRENCEVILLE NJ Domestic Entity Other
43 --* PERSHING SECURITIES SINGAPORE PRIVATE LIMITED (4046716) 29 SINGAPORE SINGAPORE International Nonbank Sub of
Domestic Entities
44 --* PERSHING SECURITIES CANADA LIMITED (4394118) 29 JERSEY CITY NJ Domestic Entity Other
45 --* PERSHING SECURITIES AUSTRALIA PTY LTD. (4397285) 29 SYDNEY AUSTRALIA International Nonbank Sub of Domestic
Entities
46 --* PERSHING INDIA OPERATIONAL SERVICES PRIVATE LIMITED (4563633)29 CHENNAI INDIA (OTHER) International Nonbank
Sub of Domestic Entities

Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company

Seq Num Name (RSSD ID) Parent Seq City State or Country Entity Type

BANK OF NEW YORK MELLON CORPORATION, THE (3587146) as of 01/10/2018

* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.

47 --* BNY MELLON MANAGED INVESTMENTS LIMITED (4594392) 29 HONG KONG HONG KONG International Nonbank Sub of Domestic
Entities
48 -* CENTERSQUARE INVESTMENT MANAGEMENT HOLDINGS, INC. (3450307) 1 PLYMOUTH MEETING PA Domestic Entity Other
49 --* CENTERSQUARE INVESTMENT MANAGEMENT, INC. (3450455) 48 PLYMOUTH MEETING PA Domestic Entity Other
50 ---* CENTERSQUARE GLOBAL SECURITIES MANAGEMENT, INC. (3918423)49 PLYMOUTH MEETING PA Domestic Entity Other
51 ----* URDANG GLOBAL REAL ESTATE SECURITIES FUND, LP (4525837) 50 PLYMOUTH MEETING PA Domestic Entity Other
52 --* URDANG STRATEGIC PARTNERS II GP, LLC (4530411) 48 PLYMOUTH MEETING PA Domestic Entity Other
53 ---* URDANG STRATEGIC PARTNERS II, LP (4530420) 52 PLYMOUTH MEETING PA Domestic Entity Other
54 ----* URDANG VALUE ADDED FUND II L.P. (3840391) 53 PLYMOUTH MEETING PA Domestic Entity Other
55 -* MELLON HEDGE ADVISORS, LLC (3464993) 1 BOSTON MA Domestic Entity Other
56 -* MELLON CAPITAL IV (3607213) 1 PITTSBURGH PA Domestic Entity Other
57 -* BANK OF NEW YORK MELLON, THE (541101) 1 NEW YORK NY State Member Bank
58 --* BNY INTERNATIONAL FINANCING CORPORATION (720317) 57 NEW YORK NY Edge Corporation - Investment
59 ---* BANK OF NEW YORK MELLON (INTERNATIONAL) LIMITED, THE (2868914) 58 LONDON ENGLAND International Nonbank
Sub of Domestic Entities
60 ----* BNY TRUST COMPANY LIMITED (2868932) 59 LONDON ENGLAND International Nonbank Sub of Domestic Entities
61 -----* BANK OF NEW YORK CAPITAL MARKETS LIMITED, THE (1177066)60 LONDON ENGLAND International Nonbank Sub of Domestic
Entities
62 -----* BNY MELLON TRUST & DEPOSITARY (UK) LIMITED (2731429) 60 LONDON ENGLAND International Nonbank Sub of Domestic Entities

Report created: 1/10/2018

Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company


Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
63 ----* BNY MELLON SECRETARIES (UK) LIMITED (3026766) 59 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
64 ---* BNY MELLON SECURITIES SERVICES (IRELAND)
LIMITED (2868996)
58 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
65 ----* BNY MELLON FUND SERVICES (IRELAND)
DESIGNATED ACTIVITY COMPANY (2258944)
64 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
66 ----* BNY MELLON TRUST COMPANY (IRELAND) LIMITED
(2869201)
64 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
67 ---* BNY MELLON CAPITAL MARKETS EMEA LIMITED
(2943277)
58 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
68 ----* QSR MANAGEMENT LIMITED (3151257) 67 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
69 ---* SHELFCO HOLDINGS LTD. (2950734) 58 NASSAU BAHAMAS,
THE
International Nonbank
Sub of Domestic
Entities
70 ---* BNY TRUST COMPANY OF CANADA (3044461) 58 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
71 ---* BNY MELLON PERFORMANCE & RISK ANALYTICS
EUROPE LIMITED (3122529)
58 LEEDS UNITED
KINGDOM
(OTHER)
International Nonbank
Sub of Domestic
Entities
72 ---* BNY MELLON ALTERNATIVE INVESTMENT SERVICES,
LTD. (3183351)
58 HAMILTON BERMUDA International Nonbank
Sub of Domestic
Entities
73 ---* BNY MELLON APAC SERVICES HOLDINGS (3205776) 58 EBENE MAURITIUS International Nonbank
Sub of Domestic
Entities
74 ----* BNY MELLON TECHNOLOGY PRIVATE LIMITED
(3205767)
73 CHENNAI INDIA
(OTHER)
Data Processing
Servicer
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
75 ----* BNY MELLON INTERNATIONAL OPERATIONS (INDIA)
PRIVATE LIMITED (3304866)
73 PUNE INDIA
(OTHER)
Data Processing
Servicer
76 ---* BNY HOLDINGS (AUSTRALIA) PTY LIMITED (3356810) 58 SYDNEY AUSTRALIA International Nonbank
Sub of Domestic
Entities
77 ----* BNY MELLON AUSTRALIA PTY LTD. (3364093) 76 SYDNEY AUSTRALIA International Nonbank
Sub of Domestic
Entities
78 -----* PERMANENT CUSTODIANS LIMITED (3366305) 77 SYDNEY AUSTRALIA International Nonbank
Sub of Domestic
Entities
79 -----* BNY TRUST (AUSTRALIA) REGISTRY LIMITED
(3366314)
77 SYDNEY AUSTRALIA International Nonbank
Sub of Domestic
Entities
80 -----* BNY TRUST COMPANY OF AUSTRALIA LIMITED
(3543852)
77 SYDNEY AUSTRALIA International Nonbank
Sub of Domestic
Entities
81 ------* RUSDAV LTD. (3543900) 80 SYDNEY AUSTRALIA International Nonbank
Sub of Domestic
Entities
82 ------* BRANDWAL LTD. (3543937) 80 SYDNEY AUSTRALIA International Nonbank
Sub of Domestic
Entities
83 -----* BTA INSTITUTIONAL SERVICES AUSTRALIA LIMITED
(3679591)
77 SYDNEY AUSTRALIA International Nonbank
Sub of Domestic
Entities
84 ---* BNY MELLON PERFORMANCE & RISK ANALYTICS, INC.
(3382613)
58 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
85 ---* BANK OF NEW YORK MELLON SECURITIES COMPANY
JAPAN LIMITED, THE (3437559)
58 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
86 ---* BNY MELLON CORPORATE TRUSTEE SERVICES
LIMITED (3686599)
58 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
87 ----* PROSPERO CLO II B.V. (3700105) 86 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
88 ----* GLOBAL INVESTMENT SERVICING (LUXEMBOURG)
SARL (3722228)
86 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
89 -----* BANK OF NEW YORK MELLON TRUST (JAPAN),
LIMITED, THE (3938841)
88 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
90 ----* JUBILEE CDO VIII B.V. (4009140) 86 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
91 ----* JUBILEE CDO VII B.V. (4076272) 86 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
92 ----* WOOD STREET CLO II B.V. (4083177) 86 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
93 ----* JUBILEE CDO-I R B.V. (4489797) 86 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
94 ----* JUBILEE CDO V B.V. (4489827) 86 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
95 ----* JUBILEE CDO VI B.V. (4489836) 86 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
96 ----* JUBILEE CDO IV B.V. (4489845) 86 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
97 ----* WOOD STREET CLO VI B.V. (4491455) 86 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
98 ----* WOOD STREET CLO 1 B.V. (4491688) 86 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions

99 ----* WOOD STREET CLO V B.V. (4497644) 86 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
100 ----* WOOD STREET CLO IV B.V. (4497699) 86 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
101 ----* WOOD STREET CLO III B.V. (4497774) 86 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
102 ----* JUBILEE CDO X BV (4629511) 86 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
103 ---* BNY MELLON (POLAND) SP. Z O.O. (3716049) 58 WROCLAW POLAND International Nonbank
Sub of Domestic
Entities
104 ---* GLOBAL INVESTMENT SERVICING (LUXEMBOURG)
SARL (3722228)
58 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
105 ----* BANK OF NEW YORK MELLON TRUST (JAPAN),
LIMITED, THE (3938841)
104 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
106 ---* BANK OF NEW YORK MELLON SA/NV, THE (3938373) 58 BRUSSELS BELGIUM International Bank of
U.S. Depository - Edge
or Trust Co.
107 ----* BNY MELLON SERVICE KAPITALANLAGEGESELLSCHAFT
MBH (4227346)
106 FRANKFURT GERMANY International Nonbank
Sub of Domestic
Entities
108 ---* BNY MELLON INSTITUTIONAL SERVICES (ASIA PACIFIC)
PTE LTD (5014860)
58 SINGAPORE SINGAPORE International Nonbank
Sub of Domestic
Entities
109 ---* BNY MELLON TRUSTEE COMPANY (HONG KONG)
LIMITED (5078684)
58 HONG KONG HONG KONG International Nonbank
Sub of Domestic
Entities
110 ---* BNY ARGENTINA S.A. (1174083) 58 BUENOS
AIRES
ARGENTINA International Bank of
U.S. Depository - Edge
or Trust Co.
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve

111 ---* BNY MELLON TRUST COMPANY (CAYMAN) LIMITED
(1178867)
58 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
112 ----* BNY MELLON FUND MANAGEMENT (CAYMAN) LIMITED
(2453682)
111 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
113 ---* BNY FOREIGN HOLDINGS, INC. (2326142) 58 NEW YORK NY Domestic Entity Other
114 ----* BNY ARGENTINA S.A. (1174083) 113 BUENOS
AIRES
ARGENTINA International Bank of
U.S. Depository - Edge
or Trust Co.
115 ----* BNY MELLON INTERNATIONAL OPERATIONS (INDIA)
PRIVATE LIMITED (3304866)
113 PUNE INDIA
(OTHER)
Data Processing
Servicer
116 ---* BNY MELLON HOLDINGS (UK) LIMITED (2868763) 58 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
117 --* MELLON OVERSEAS INVESTMENT CORPORATION
(978819)
57 NEW YORK NY Edge Corporation -
Investment
118 ---* BNY MELLON INTERNATIONAL MANAGEMENT LIMITED
(1174588)
117 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
119 ----* JAPAN OFFSHORE FUND SERIES (4880415) 118 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
120 -----* NOMURA GLOBAL HIGH INCOME BOND FUND
(4880479)
119 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
121 -----* NM US INVESTMENT GRADE CORPORATE BOND
FUND (4880497)
119 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
122 -----* NOMURA GLOBAL HIGH INCOME BOND FUND JPY
HEDGED (4880509)
119 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
123 -----* NM GLOBAL FINANCIAL CORPORATE BOND FUND
(4880518)
119 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
124 -----* NM GLOBAL INVESTMENT GRADE CORPORATE BOND
FUND (4902036)
119 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
125 ----* NIPPON OFFSHORE FUNDS (4880527) 118 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
126 -----* GLOBAL HIGH YIELD BOND FUND (4354635) 125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
127 -----* GW SELECT FUND AGGRESSIVE TYPE (4880536) 125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
128 -----* PACIFIC EQUITY INCOME FUND (4880545) 125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
129 -----* EMERGING MARKETS SAIKEN FUND (4880554) 125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
130 -----* JM EMERGING MARKETS EQUITY INCOME FUND
(4880563)
125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
131 -----* GLOBAL INFRASTRUCTURE DIVIDEND FOCUS EQUITY
FUND (4880572)
125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
132 -----* NIKKO GLOBAL TRI-ASSET FUND (4880590) 125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
133 -----* GW SELECT FUND MODERATE TYPE (4880602) 125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
134 -----* EMERGING MARKETS MID-SMALL CAP ACTIVE EQUITY
FUND (4880611)
125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
135 -----* TRI-SECTOR HIGH INCOME BOND FUND MONTHLY
DISTRIBUTION TYPE (4880620)
125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal

136 -----* EMERGING MARKET CORPORATE BOND OPEN FUND
(4880648)
125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
137 -----* EMERGING CURRENCY BOND FUND (4880666) 125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
138 -----* TM EMERGING CORPORATE BOND FUND (4880675) 125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
139 -----* GLOBAL SMART ALLOCATION BOND FUND (4880684) 125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
140 -----* BROAD OPPORTUNITIES DIVIDENDS FUND (4932172) 125 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
141 ----* MULTI ALPHA TRUST (4932154) 118 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
142 -----* BROAD OPPORTUNITIES UNIT TRUST (4932181) 141 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
143 ---* BNY MELLON GLOBAL MANAGEMENT LIMITED
(2524546)
117 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
144 ----* BNY MELLON LIQUIDITY FUNDS PLC (4529693) 143 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
145 -----* BNY MELLON U.S. TREASURY FUND (4529705) 144 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
146 -----* BNY MELLON U.S. DOLLAR LIQUIDITY FUND (4529714) 144 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
147 -----* BNY MELLON STERLING LIQUIDITY FUND (4529723) 144 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.

148 ---* BNY MELLON AM LATIN AMERICA S.A. (2670621) 117 SANTIAGO CHILE International Nonbank
Sub of Domestic
Entities
149 ---* MELLON CANADA HOLDINGS COMPANY (2997935) 117 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
150 ----* + CIBC MELLON TRUST COMPANY (2028978) 149 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
151 ----* BNY MELLON ASSET MANAGEMENT CANADA LIMITED
(2476917)
149 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
152 ----* CIBC MELLON GLOBAL SECURITIES SERVICES
COMPANY (2530640)
149 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
153 ----* BNY MELLON WEALTH MANAGEMENT, ADVISORY
SERVICES, INC. (4226376)
149 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
154 -----* I3 CANADIAN EQUITY FUND (5043721) 153 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
155 -----* I3 FIXED INCOME FUND (5043730) 153 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
156 -----* I3 GLOBAL EQUITY FUND (5043749) 153 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
157 -----* I3 CANADIAN ALTERNATIVE STRATEGY FUND
(5044447)
153 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
158 ---* BNY MELLON PARTICIPACOES LTDA (4300276) 117 RIO DE
JANEIRO
BRAZIL International Nonbank
Sub of Domestic
Entities
159 ----* BNY MELLON BANCO S.A. (1170209) 158 RIO DE
JANEIRO
BRAZIL International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve

160 ----* BNY MELLON SERVICOS FINANCEIROS
DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS S.A.
(2671011)
158 RIO DE
JANEIRO
BRAZIL International Nonbank
Sub of Domestic
Entities
161 -----* BNY MELLON ADMINISTRACAO DE ATIVOS LTDA.
(4025364)
160 RIO DE
JANEIRO
BRAZIL International Nonbank
Sub of Domestic
Entities
162 --* MELLON LEASING CORPORATION (1068780) 57 PITTSBURGH PA Domestic Entity Other
163 ---* MELLON LIFE INSURANCE COMPANY (1146268) 162 PITTSBURGH PA Domestic Entity Other
164 --* BNY CAPITAL FUNDING LLC (2673211) 57 NEW YORK NY Domestic Entity Other
165 ---* BNY CAPITAL RESOURCES CORPORATION (2147749) 164 ENGLEWOOD CO Domestic Entity Other
166 ----* BNY PARTNERSHIP FUNDING, LLC (3159093) 165 NEW YORK NY Domestic Entity Other
167 ---* BNY LEASE EQUITIES (CAP FUNDING) LLC (3189643) 164 NEW YORK NY Domestic Entity Other
168 ----* BNY REAL ESTATE HOLDINGS LLC (2756262) 167 NEW YORK NY Domestic Entity Other
169 ---* BNY LEASE PARTNERS LLC (3254886) 164 NEW YORK NY Domestic Entity Other
170 ----* BNY LEASE EQUITIES (CAP FUNDING) LLC (3189643) 169 NEW YORK NY Domestic Entity Other
171 -----* BNY REAL ESTATE HOLDINGS LLC (2756262) 170 NEW YORK NY Domestic Entity Other
172 --* BNY REAL ESTATE HOLDINGS LLC (2756262) 57 NEW YORK NY Domestic Entity Other
173 --* BNY MELLON INVESTMENT SERVICING TRUST
COMPANY (2781282)
57 WILMINGTON DE Non-deposit Trust
Company - Nonmember
174 --* BNY MELLON GOVERNMENT SECURITIES SERVICES
CORP. (2782494)
57 WILMINGTON DE Domestic Entity Other
175 --* BNY MELLON PERFORMANCE & RISK ANALYTICS, LLC
(2868781)
57 TACOMA WA Domestic Entity Other
176 --* ECM DE, LLC (2913038) 57 NEW YORK NY Domestic Entity Other
177 --* MELLON SECURITIES INVESTMENTS, LLC (2996796) 57 WILMINGTON DE Domestic Entity Other
178 --* BNY RECAP I, LLC (3106118) 57 NEWARK DE Domestic Entity Other
179 --* BNY LEASE EQUITIES (CAP FUNDING) LLC (3189643) 57 NEW YORK NY Domestic Entity Other
180 ---* BNY REAL ESTATE HOLDINGS LLC (2756262) 179 NEW YORK NY Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
181 --* PERSHING INVESTMENTS LLC (3203745) 57 NEW YORK NY Domestic Entity Other
182 --* BNY MELLON GSS HOLDINGS (LUXEMBOURG) S.A.R.L.
(3685770)
57 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
183 --* BANK OF NEW YORK MELLON SA/NV, THE (3938373) 57 BRUSSELS BELGIUM International Bank of
U.S. Depository - Edge
or Trust Co.
184 ---* BNY MELLON SERVICE KAPITALANLAGEGESELLSCHAFT
MBH (4227346)
183 FRANKFURT GERMANY International Nonbank
Sub of Domestic
Entities
185 --* HOUSING (USA) LLP (4019411) 57 NEW YORK NY Domestic Entity Other
186 --* BNY MELLON US SERVICES HOLDINGS LLC (4201506) 57 NEW YORK NY Domestic Entity Other
187 ---* BNY MELLON INVESTMENT SERVICING (US) INC.
(1069974)
186 WILMINGTON DE Domestic Entity Other
188 ---* TECHNOLOGY SERVICES GROUP, INC. (1381229) 186 NEW YORK NY Data Processing
Servicer
189 ----* TENNESSEE PROCESSING CENTER LLC (3342804) 188 NEW YORK NY Data Processing
Servicer
190 ---* BNY ADMINISTRATIVE SERVICES LLC (2944724) 186 NEW YORK NY Domestic Entity Other
191 ---* BNY INVESTMENT MANAGEMENT SERVICES LLC
(3045767)
186 NEW YORK NY Data Processing
Servicer
192 ---* INAUTIX (USA) LLC (3689693) 186 JERSEY CITY NJ Data Processing
Servicer
193 --* BNYM GIS (UK) FUNDING II LLC (4201515) 57 NEW YORK NY Domestic Entity Other
194 --* HEDGEMARK INTERNATIONAL, LLC (4394341) 57 NEW YORK NY Domestic Entity Other
195 ---* HEDGEMARK RISK ANALYTICS, LLC (4718282) 194 NEW YORK NY Domestic Entity Other
196 ---* HEDGEMARK ADVISORS, LLC (4718303) 194 NEW YORK NY Domestic Entity Other
197 ---* HEDGEMARK SECURITIES LLC (4719869) 194 NEW YORK NY Securities
Broker/Dealer
198 --* SILVER BIRCH CLO I B.V. (4498249) 57 AMSTERDAM NETHERLAN
DS
International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
199 --* BOSTON COMPANY INC., POOLED EMPLOYEE FUNDS,
THE (4502342)
57 BOSTON MA Domestic Entity Other
200 ---* POOLED EMPLOYEE US MID CAPITALIZATION GROWTH
EQUITY FUND (4502351)
199 BOSTON MA Domestic Entity Other
201 ---* POOLED EMPLOYEE INTERNATIONAL EQUITY FUND
(4502360)
199 BOSTON MA Domestic Entity Other
202 ---* POOLED EMPLOYEE INTERNATIONAL SMALL
CAPITALIZATION EQUITY FUND (4502379)
199 BOSTON MA Domestic Entity Other
203 ---* POOLED EMPLOYEE US SMALL-MID CAPITALIZATION
GROWTH EQUITY FUND (4502427)
199 BOSTON MA Domestic Entity Other
204 ---* POOLED EMPLOYEE DYNAMIC VALUE EQUITY FUND
(4502472)
199 BOSTON MA Domestic Entity Other
205 ---* POOLED EMPLOYEE EMERGING MARKETS VALUE
EQUITY FUND (4502481)
199 BOSTON MA Domestic Entity Other
206 ---* POOLED EMPLOYEE US MID CAPITALIZATION
OPPORTUNISTIC VALUE EQUITY FUND (4502520)
199 BOSTON MA Domestic Entity Other
207 ---* POOLED EMPLOYEE US SMALL CAPITALIZATION
OPPORTUNISTIC VALUE EQUITY FUND (4502548)
199 BOSTON MA Domestic Entity Other
208 ---* POOLED EMPLOYEE SMAM CORE BOND PLUS FUND
(4502557)
199 BOSTON MA Domestic Entity Other
209 --* BANK OF NEW YORK MELLON DECOMMISSIONING
COLLECTIVE TRUST INVESTMENT FUND PLAN, THE
(4510048)
57 NEW YORK NY Domestic Entity Other
210 ---* DT DV BROAD MARKET STOCK INDEX FUND (4510057) 209 NEW YORK NY Domestic Entity Other
211 ---* DT DV INTERNATIONAL STOCK INDEX FUND (4510066) 209 NEW YORK NY Domestic Entity Other
212 ---* DT DV MARKET COMPLETION FUND (4510075) 209 NEW YORK NY Domestic Entity Other
213 ---* DT DV STOCK INDEX FUND (4510084) 209 NEW YORK NY Domestic Entity Other
214 ---* DT DV BALANCED FUND (4510093) 209 NEW YORK NY Domestic Entity Other
215 ---* DT MCM SECURITIES LENDING TEMPORARY
INVESTMENT FUND (4510105)
209 NEW YORK NY Domestic Entity Other
216 ---* DT DV LOW VOLATILITY HIGH DIVIDEND STOCK INDEX
FUND (4665283)
209 NEW YORK NY Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
217 ---* BNY MELLON MCM BALANCED II DT FUND (5013939) 209 NEW YORK NY Domestic Entity Other
218 --* COLLECTIVE TRUST OF THE BANK OF NEW YORK, THE
(4511410)
57 NEW YORK NY Domestic Entity Other
219 ---* COLLECTIVE TRUST GOVERNMENT SHORT TERM
INVESTMENT FUND (4511429)
218 NEW YORK NY Domestic Entity Other
220 ---* COLLECTIVE TRUST HIGH YIELD FUND (4511438) 218 NEW YORK NY Domestic Entity Other
221 --* ALEXANDER SERIES TRUST (4511465) 57 NEW YORK NY Domestic Entity Other
222 ---* CLAREANT MULTI-STRATEGY EUROPEAN CREDIT FUND
(4761840)
221 NEW YORK NY Domestic Entity Other
223 ---* CLAREANT EUROPEAN CREDIT OPPORTUNITIES FUND
(4761859)
221 NEW YORK NY Domestic Entity Other
224 ---* CLAREANT EUROPEAN CREDIT OPPORTUNITIES FUND
II (4903622)
221 NEW YORK NY Domestic Entity Other
225 --* BANK OF NEW YORK MELLON PERSONAL TRUST
COLLECTIVE INVESTMENT FUND PLAN, THE (4511492)
57 NEW YORK NY Domestic Entity Other
226 ---* DF SOCIALLY SCREENED STOCK FUND (4511513) 225 NEW YORK NY Domestic Entity Other
227 ---* DF SOCIALLY SCREENED BOND FUND (4511522) 225 NEW YORK NY Domestic Entity Other
228 --* BANK OF NEW YORK MELLON GROUP TRUST FOR
EMPLOYEE BENEFIT TRUSTS, THE (4512668)
57 NEW YORK NY Domestic Entity Other
229 ---* MELLON STABLE VALUE FUND (4512677) 228 NEW YORK NY Domestic Entity Other
230 --* BANK OF NEW YORK MELLON COLLECTIVE
INVESTMENT FUND PLAN FOR TRUSTS EXEMPT FROM
FEDERAL INCOME TAXATION, THE (4512686)
57 NEW YORK NY Domestic Entity Other
231 ---* CF DV COMMODITY ALPHA FUND (4512707) 230 NEW YORK NY Domestic Entity Other
232 ---* CF DV ACWI FUND (4512716) 230 NEW YORK NY Domestic Entity Other
233 ---* CF DV ACWI EX-U.S. FUND (4512725) 230 NEW YORK NY Domestic Entity Other
234 ---* CF DV COMMODITY ALPHA LONG-BIAS FUND (4512734) 230 NEW YORK NY Domestic Entity Other
235 ---* CF BROAD MARKET STOCK INDEX FUND (4512743) 230 NEW YORK NY Domestic Entity Other
236 ---* CF CHARITABLE TEMPORARY INVESTMENT FUND
(4512752)
230 NEW YORK NY Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
237 ---* CF DV DYNAMIC GROWTH FUND (4512789) 230 NEW YORK NY Domestic Entity Other
238 ---* CF EQUITY MARKET NEUTRAL FUND (4512798) 230 NEW YORK NY Domestic Entity Other
239 ---* CF ENHANCED LARGE CAP CORE FUND (4512800) 230 NEW YORK NY Domestic Entity Other
240 ---* CF DV SECURITIZED INDEX FUND (4512819) 230 NEW YORK NY Domestic Entity Other
241 ---* CF DV NON-SL INTERMEDIATE CREDIT BOND INDEX
FUND (4512828)
230 NEW YORK NY Domestic Entity Other
242 ---* CF DV NON-SL AGGREGATE BOND INDEX FUND
(4512837)
230 NEW YORK NY Domestic Entity Other
243 ---* CF DV LARGE CAP STOCK INDEX FUND (4512846) 230 NEW YORK NY Domestic Entity Other
244 ---* CF DV ACWI EX-U.S. IMI FUND (4512855) 230 NEW YORK NY Domestic Entity Other
245 ---* CF DV AGGREGATE BOND INDEX FUND (4512864) 230 NEW YORK NY Domestic Entity Other
246 ---* CF DV EMERGING MARKETS STOCK INDEX FUND
(4512873)
230 NEW YORK NY Domestic Entity Other
247 ---* CF DV INTERMEDIATE GOVERNMENT BOND INDEX
FUND (4512891)
230 NEW YORK NY Domestic Entity Other
248 ---* CF DV INTERNATIONAL STOCK INDEX FUND (4512903) 230 NEW YORK NY Domestic Entity Other
249 ---* CF DV LARGE CAP GROWTH STOCK INDEX FUND
(4512912)
230 NEW YORK NY Domestic Entity Other
250 ---* CF DV LARGE CAP VALUE STOCK INDEX FUND
(4512921)
230 NEW YORK NY Domestic Entity Other
251 ---* CF DV LONG TERM GOVERNMENT BOND INDEX FUND
(4512930)
230 NEW YORK NY Domestic Entity Other
252 ---* CF DV NON-SL LONG TERM CREDIT BOND INDEX FUND
(4512949)
230 NEW YORK NY Domestic Entity Other
253 ---* CF DV NON-SL STOCK INDEX FUND (4512958) 230 NEW YORK NY Domestic Entity Other
254 ---* CF DV SMALL CAP STOCK INDEX FUND (4512976) 230 NEW YORK NY Domestic Entity Other
255 ---* CF DV STOCK INDEX FUND (4512985) 230 NEW YORK NY Domestic Entity Other
256 ---* CF ACTIVE CORE BOND FUND (4513003) 230 NEW YORK NY Domestic Entity Other
257 ---* BNY MELLON NEWTON INTERNATIONAL EQUITY CF
FUND (4513012)
230 NEW YORK NY Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF

258 ---* BNY MELLON NEWTON GLOBAL EQUITY INCOME CF
FUND (4513021)
230 NEW YORK NY Domestic Entity Other
259 ---* CF MCM SECURITIES LENDING TEMPORARY
INVESTMENT FUND (4513058)
230 NEW YORK NY Domestic Entity Other
260 ---* CF GLOBAL REAL ESTATE SECURITIES FUND (4513094) 230 NEW YORK NY Domestic Entity Other
261 ---* CF GLOBAL CORE PLUS - US$ HEDGED FUND (4541556) 230 NEW YORK NY Domestic Entity Other
262 ---* CF OPPORTUNISTIC FIXED INCOME FUND (4582607) 230 NEW YORK NY Domestic Entity Other
263 ---* CF DV DYNAMIC U.S. EQUITY FUND (4657167) 230 NEW YORK NY Domestic Entity Other
264 ---* CF DV CARBON EFFICIENCY BROAD MARKET STOCK
INDEX FUND (4780234)
230 NEW YORK NY Domestic Entity Other
265 --* BANK OF NEW YORK MELLON EMPLOYEE BENEFIT
COLLECTIVE INVESTMENT FUND PLAN, THE (4513665)
57 NEW YORK NY Domestic Entity Other
266 ---* EB DV ENHANCED LARGE CAP CORE FUND (4513674) 265 NEW YORK NY Domestic Entity Other
267 ---* EB DV FVP INTERNATIONAL STOCK INDEX FUND
(4513683)
265 NEW YORK NY Domestic Entity Other
268 ---* EB DV GLOBAL ALPHA I FUND (4513692) 265 NEW YORK NY Domestic Entity Other
269 ---* EB DV DYNAMIC GROWTH FUND (4513713) 265 NEW YORK NY Domestic Entity Other
270 ---* EB DV GLOBAL INFLATION-LINKED BOND INDEX FUND
(4513722)
265 NEW YORK NY Domestic Entity Other
271 ---* EB DV INTERNATIONAL ADR FUND (4513731) 265 NEW YORK NY Domestic Entity Other
272 ---* EB TEMPORARY INVESTMENT FUND (4513740) 265 NEW YORK NY Domestic Entity Other
273 ---* EB DV INTERNATIONAL STOCK INDEX FUND (4513759) 265 NEW YORK NY Domestic Entity Other
274 ---* EB DV LARGE CAP STOCK INDEX FUND (4513777) 265 NEW YORK NY Domestic Entity Other
275 ---* EB DV ACWI EX-U.S. FUND (4513786) 265 NEW YORK NY Domestic Entity Other
276 ---* EB DV LARGE CAP VALUE STOCK INDEX FUND
(4513795)
265 NEW YORK NY Domestic Entity Other
277 ---* EB DV ACWI FUND (4513807) 265 NEW YORK NY Domestic Entity Other
278 ---* EB DV MARKET COMPLETION FUND (4513816) 265 NEW YORK NY Domestic Entity Other
279 ---* EB DV BROAD MARKET STOCK INDEX FUND (4513834) 265 NEW YORK NY Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
280 ---* EB DV NON-SL 1-3 YEAR GOVT/CREDIT BOND INDEX
FUND (4513843)
265 NEW YORK NY Domestic Entity Other
281 ---* EB DV CANADA STOCK INDEX FUND (4513852) 265 NEW YORK NY Domestic Entity Other
282 ---* EB DV NON-SL EMERGING MARKETS STOCK INDEX
FUND (4513861)
265 NEW YORK NY Domestic Entity Other
283 ---* EB DV COMMODITY ALPHA FUND (4513870) 265 NEW YORK NY Domestic Entity Other
284 ---* EB DV NON-SL LARGE CAP VALUE STOCK INDEX FUND
(4513889)
265 NEW YORK NY Domestic Entity Other
285 ---* EB DV EMERGING MARKETS STOCK INDEX FUND
(4513900)
265 NEW YORK NY Domestic Entity Other
286 ---* EB DV SMALL CAP GROWTH STOCK INDEX FUND
(4513919)
265 NEW YORK NY Domestic Entity Other
287 ---* EB DV SMALL CAP STOCK INDEX FUND (4513928) 265 NEW YORK NY Domestic Entity Other
288 ---* EB DV STOCK INDEX FUND (4513937) 265 NEW YORK NY Domestic Entity Other
289 ---* BNY MELLON MCM DYNAMIC U.S. EQUITY FUND
(4513946)
265 NEW YORK NY Domestic Entity Other
290 ---* EB DV U.S. EQUITY MARKET FUND (4513955) 265 NEW YORK NY Domestic Entity Other
291 ---* EB DV GDP WORLD GOVERNMENT BOND INDEX FUND
(4513964)
265 NEW YORK NY Domestic Entity Other
292 ---* BNY MELLON NEWTON GLOBAL EQUITY FUND
(4513982)
265 NEW YORK NY Domestic Entity Other
293 ---* BNY MELLON NEWTON GLOBAL OPPORTUNITIES FUND
(4513991)
265 NEW YORK NY Domestic Entity Other
294 ---* BNY MELLON NEWTON GLOBAL REAL RETURN FUND
(4514000)
265 NEW YORK NY Domestic Entity Other
295 ---* BNY MELLON NEWTON INTERNATIONAL EQUITY FUND
(4514019)
265 NEW YORK NY Domestic Entity Other
296 ---* EB OPPORTUNISTIC FIXED INCOME FUND (4514037) 265 NEW YORK NY Domestic Entity Other
297 ---* EB US INVESTMENT GRADE CORPORATE-LONG
DURATION FUND (4514055)
265 NEW YORK NY Domestic Entity Other
298 ---* EB GLOBAL REAL ESTATE SECURITIES FUND (4514082) 265 NEW YORK NY Domestic Entity Other
299 ---* EB U.S. REAL ESTATE SECURITIES FUND (4514091) 265 NEW YORK NY Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
300 ---* EB GLOBAL NATURAL RESOURCES EQUITY FUND
(4514103)
265 NEW YORK NY Domestic Entity Other
301 ---* EB U.S. LARGE CAPITALIZATION CORE EQUITY FUND
(4514112)
265 NEW YORK NY Domestic Entity Other
302 ---* EB U.S. SMALL CAPITALIZATION BLEND EQUITY FUND
(4514121)
265 NEW YORK NY Domestic Entity Other
303 ---* EB MCM SECURITIES LENDING TEMPORARY
INVESTMENT FUND (4514130)
265 NEW YORK NY Domestic Entity Other
304 ---* EB DV NON-SL AGGREGATE BOND INDEX FUND
(4514149)
265 NEW YORK NY Domestic Entity Other
305 ---* EB DV SECURITIZED INDEX FUND (4514158) 265 NEW YORK NY Domestic Entity Other
306 ---* BNY MELLON MCM ACTIVE COMMODITIES FUND
(4514167)
265 NEW YORK NY Domestic Entity Other
307 ---* BNY MELLON CAPITAL ACWI EX-U.S. FUND (4514176) 265 NEW YORK NY Domestic Entity Other
308 ---* BNY MELLON CAPITAL AGGREGATE BOND INDEX FUND
(4514185)
265 NEW YORK NY Domestic Entity Other
309 ---* BNY MELLON CAPITAL MVP INTERNATIONAL STOCK
INDEX FUND (4514206)
265 NEW YORK NY Domestic Entity Other
310 ---* BNY MELLON CAPITAL GLOBAL ALPHA I FUND (4514215) 265 NEW YORK NY Domestic Entity Other
311 ---* BNY MELLON CAPITAL INTERNATIONAL STOCK INDEX
FUND (4514233)
265 NEW YORK NY Domestic Entity Other
312 ---* BNY MELLON CAPITAL MARKET COMPLETION FUND
(4514260)
265 NEW YORK NY Domestic Entity Other
313 ---* BNY MELLON CAPITAL SMID CAP STOCK INDEX FUND
(4514279)
265 NEW YORK NY Domestic Entity Other
314 ---* BNY MELLON 1-3 YR GOVT/CREDIT INDEX FUND
(4514288)
265 NEW YORK NY Domestic Entity Other
315 ---* BNY MELLON ACWI EX-U.S. FUND (4514297) 265 NEW YORK NY Domestic Entity Other
316 ---* BNY MELLON BROAD MARKET STOCK INDEX FUND
(4514309)
265 NEW YORK NY Domestic Entity Other
317 ---* BNY MELLON INTERNATIONAL STOCK INDEX FUND
(4514318)
265 NEW YORK NY Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
318 ---* BNY MELLON LARGE CAP STOCK INDEX FUND
(4514327)
265 NEW YORK NY Domestic Entity Other
319 ---* BNY MELLON LARGE CAP VALUE STOCK INDEX FUND
(4514336)
265 NEW YORK NY Domestic Entity Other
320 ---* EB DV NON-SL INTERMEDIATE CREDIT BOND INDEX
FUND (4514345)
265 NEW YORK NY Domestic Entity Other
321 ---* EB DV NON-SL FVP INTERNATIONAL STOCK INDEX
FUND (4514354)
265 NEW YORK NY Domestic Entity Other
322 ---* BNY MELLON MID CAP STOCK INDEX FUND (4514363) 265 NEW YORK NY Domestic Entity Other
323 ---* BNY MELLON SMALL CAP STOCK INDEX FUND
(4514372)
265 NEW YORK NY Domestic Entity Other
324 ---* BNY MELLON STOCK INDEX FUND (4514381) 265 NEW YORK NY Domestic Entity Other
325 ---* BNY MELLON FIXED INCOME MULTI-STRATEGY FUND
(4514390)
265 NEW YORK NY Domestic Entity Other
326 ---* EB AGGREGATE BOND INDEX FUND (4514402) 265 NEW YORK NY Domestic Entity Other
327 ---* BNY MELLON MCM MID CAP CORE FUND (4514439) 265 NEW YORK NY Domestic Entity Other
328 ---* BNY MELLON MCM SMALL-MID CAP CORE FUND
(4514448)
265 NEW YORK NY Domestic Entity Other
329 ---* EB DO ULTRA SHORT BOND FUND (4514457) 265 NEW YORK NY Domestic Entity Other
330 ---* BNY MELLON CAPITAL ACWI EX-U.S. SMALL CAP DB
FUND (4514475)
265 NEW YORK NY Domestic Entity Other
331 ---* EB DV ENHANCED MID CAP CORE FUND (4514493) 265 NEW YORK NY Domestic Entity Other
332 ---* EB DV HIGH YIELD BETA FUND (4514514) 265 NEW YORK NY Domestic Entity Other
333 ---* EB DV LARGE CAP GROWTH STOCK INDEX FUND
(4514523)
265 NEW YORK NY Domestic Entity Other
334 ---* EB DV LONG BOND INDEX FUND (4514532) 265 NEW YORK NY Domestic Entity Other
335 ---* EB DV MID CAP STOCK INDEX FUND (4514541) 265 NEW YORK NY Domestic Entity Other
336 ---* BNY MELLON MARKET COMPLETION FUND (4514550) 265 NEW YORK NY Domestic Entity Other
337 ---* BNY MELLON REIT INDEX FUND (4514569) 265 NEW YORK NY Domestic Entity Other
338 ---* BNY MELLON TIPS INDEX FUND (4514578) 265 NEW YORK NY Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
339 ---* BNY MELLON CAPITAL SMALL CAP CORE FUND
(4514587)
265 NEW YORK NY Domestic Entity Other
340 ---* BNY MELLON CAPITAL SMALL CAP STOCK INDEX FUND
(4514596)
265 NEW YORK NY Domestic Entity Other
341 ---* BNY MELLON CAPITAL MID CAP STOCK INDEX FUND
(4514608)
265 NEW YORK NY Domestic Entity Other
342 ---* BNY MELLON CAPITAL STOCK INDEX FUND (4514617) 265 NEW YORK NY Domestic Entity Other
343 ---* EB DO AGGREGATE BOND INDEX FUND (4514626) 265 NEW YORK NY Domestic Entity Other
344 ---* BNY MELLON MCM INTERNATIONAL EQUITY FUND
(4514635)
265 NEW YORK NY Domestic Entity Other
345 ---* BNY MELLON MCM LARGE CAP CORE FUND (4514644) 265 NEW YORK NY Domestic Entity Other
346 ---* BNY MELLON MCM LARGE CAP GROWTH FUND
(4514653)
265 NEW YORK NY Domestic Entity Other
347 ---* EB DV TIPS INDEX FUND (4514680) 265 NEW YORK NY Domestic Entity Other
348 ---* EB DV U.S. BOND ALPHA PLUS FUND (4514699) 265 NEW YORK NY Domestic Entity Other
349 ---* EB DV U.S. STOCK INDEX FUND (4514701) 265 NEW YORK NY Domestic Entity Other
350 ---* EB GOVT/CREDIT BOND INDEX FUND (4514729) 265 NEW YORK NY Domestic Entity Other
351 ---* EB DV HIGH QUALITY CORPORATE BOND FUND
(4514738)
265 NEW YORK NY Domestic Entity Other
352 ---* EB DV NON-SL ACWI EX-U.S. FUND (4514747) 265 NEW YORK NY Domestic Entity Other
353 ---* EB DV NON-SL BROAD MARKET STOCK INDEX FUND
(4514756)
265 NEW YORK NY Domestic Entity Other
354 ---* EB DV NON-SL INTERMEDIATE GOVT/CREDIT BOND
INDEX FUND (4514765)
265 NEW YORK NY Domestic Entity Other
355 ---* EB DV NON-SL INTERNATIONAL STOCK INDEX FUND
(4514774)
265 NEW YORK NY Domestic Entity Other
356 ---* EB DV NON-SL LARGE CAP GROWTH STOCK INDEX
FUND (4514783)
265 NEW YORK NY Domestic Entity Other
357 ---* EB DV NON-SL LARGE CAP STOCK INDEX FUND
(4514792)
265 NEW YORK NY Domestic Entity Other
358 ---* EB DV NON-SL LONG TERM CREDIT BOND INDEX FUND
(4514804)
265 NEW YORK NY Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
359 ---* EB DV NON-SL LONG TERM GOVERNMENT BOND
INDEX FUND
265 NEW YORK NY Domestic Entity Other
360 ---* EB DV NON-SL MARKET COMPLETION FUND (4514822) 265 NEW YORK NY Domestic Entity Other
361 ---* EB DV NON-SL MID CAP STOCK INDEX FUND (4514831) 265 NEW YORK NY Domestic Entity Other
362 ---* EB DV NON-SL REIT INDEX FUND (4514840) 265 NEW YORK NY Domestic Entity Other
363 ---* EB DV NON-SL SMALL CAP GROWTH STOCK INDEX
FUND (4514859)
265 NEW YORK NY Domestic Entity Other
364 ---* EB DV NON-SL SMALL CAP STOCK INDEX FUND
(4514868)
265 NEW YORK NY Domestic Entity Other
365 ---* EB DV NON-SL SMALL CAP VALUE STOCK INDEX FUND
(4514877)
265 NEW YORK NY Domestic Entity Other
366 ---* EB DV NON-SL STOCK INDEX FUND (4514886) 265 NEW YORK NY Domestic Entity Other
367 ---* EB DV NON-SL TIPS INDEX FUND (4514895) 265 NEW YORK NY Domestic Entity Other
368 ---* EB DV SMALL CAP VALUE STOCK INDEX FUND
(4514907)
265 NEW YORK NY Domestic Entity Other
369 ---* EB DV SMID CAP STOCK INDEX FUND (4514916) 265 NEW YORK NY Domestic Entity Other
370 ---* EB DV HIGH QUALITY LONG CORPORATE BOND FUND
(4514970)
265 NEW YORK NY Domestic Entity Other
371 ---* EB INTERMEDIATE CREDIT BOND INDEX FUND
(4514989)
265 NEW YORK NY Domestic Entity Other
372 ---* EB INTERMEDIATE GOVERNMENT BOND INDEX FUND
(4514998)
265 NEW YORK NY Domestic Entity Other
373 ---* EB LONG TERM CREDIT BOND INDEX FUND (4515025) 265 NEW YORK NY Domestic Entity Other
374 ---* EB LONG TERM GOVERNMENT BOND INDEX FUND
(4515034)
265 NEW YORK NY Domestic Entity Other
375 ---* EB LONG TERM GOVT/CREDIT BOND INDEX FUND
(4515043)
265 NEW YORK NY Domestic Entity Other
376 ---* BNY MELLON CAPITAL SMARTPATH RETIREMENT
INCOME FUND (4515052)
265 NEW YORK NY Domestic Entity Other
377 ---* BNY MELLON CAPITAL SMARTPATH TARGET DATE 2015
FUND (4515070)
265 NEW YORK NY Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
378 ---* BNY MELLON CAPITAL SMARTPATH TARGET DATE 2020
FUND (4515089)
265 NEW YORK NY Domestic Entity Other
379 ---* BNY MELLON CAPITAL SMARTPATH TARGET DATE 2025
FUND (4515098)
265 NEW YORK NY Domestic Entity Other
380 ---* BNY MELLON CAPITAL SMARTPATH TARGET DATE 2030
FUND (4515100)
265 NEW YORK NY Domestic Entity Other
381 ---* BNY MELLON CAPITAL SMARTPATH TARGET DATE 2035
FUND (4515119)
265 NEW YORK NY Domestic Entity Other
382 ---* BNY MELLON CAPITAL SMARTPATH TARGET DATE 2040
FUND (4515128)
265 NEW YORK NY Domestic Entity Other
383 ---* BNY MELLON CAPITAL SMARTPATH TARGET DATE 2045
FUND (4515137)
265 NEW YORK NY Domestic Entity Other
384 ---* BNY MELLON CAPITAL SMARTPATH TARGET DATE 2050
FUND (4515146)
265 NEW YORK NY Domestic Entity Other
385 ---* EB U.S. EXTENDED LONG DURATION ALPHA PLUS
FUND (4515155)
265 NEW YORK NY Domestic Entity Other
386 ---* EB U.S. LONG DURATION ALPHA PLUS FUND (4515164) 265 NEW YORK NY Domestic Entity Other
387 ---* EB 1-5 AGGREGATE BOND FUND (4515173) 265 NEW YORK NY Domestic Entity Other
388 ---* EB EMERGING MARKETS DEBT - LOCAL CURRENCY
FUND (4515182)
265 NEW YORK NY Domestic Entity Other
389 ---* EB EMERGING MARKETS DEBT OPPORTUNISTIC FUND
(4515191)
265 NEW YORK NY Domestic Entity Other
390 ---* EB DYNAMIC VALUE EQUITY FUND (DC) (4515203) 265 NEW YORK NY Domestic Entity Other
391 ---* EB EMERGING MARKETS FUND (4515212) 265 NEW YORK NY Domestic Entity Other
392 ---* BNY MELLON LARGE CAP GROWTH STOCK INDEX
FUND (4541565)
265 NEW YORK NY Domestic Entity Other
393 ---* EB US SMALL-MID CAPITALIZATION GROWTH EQUITY
FUND (4541574)
265 NEW YORK NY Domestic Entity Other
394 ---* BNY MELLON CAPITAL SMARTPATH TARGET DATE 2055
FUND (4541583)
265 NEW YORK NY Domestic Entity Other
395 ---* BNY MELLON U.S. LARGE CAP EQUITY MULTISTRATEGY
FUND (4573605)
265 NEW YORK NY Domestic Entity Other
396 ---* EB SMALL-MID CAP OPPORTUNISTIC VALUE EQUITY
FUND (4573708)
265 NEW YORK NY Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.

396 ---* EB SMALL-MID CAP OPPORTUNISTIC VALUE EQUITY
FUND (4573708)
265 NEW YORK NY Domestic Entity Other
397 ---* EB US LARGE CAP GROWTH FUND (4582586) 265 NEW YORK NY Domestic Entity Other
398 ---* BNY MELLON AGGREGATE BOND INDEX FUND
(4640383)
265 NEW YORK NY Domestic Entity Other
399 ---* BNY MELLON NEWTON EMERGING MARKET EQUITY
FUND (4659488)
265 NEW YORK NY Domestic Entity Other
400 ---* EB GLOBAL CORE PLUS - US$ HEDGED FUND (4660934) 265 NEW YORK NY Domestic Entity Other
401 ---* EB US MID CAPITALIZATION OPPORTUNISTIC VALUE
FUND (DC) (4676300)
265 NEW YORK NY Domestic Entity Other
402 ---* BNY MELLON EMERGING MARKETS STOCK INDEX
FUND (4749183)
265 NEW YORK NY Domestic Entity Other
403 ---* BNY MELLON CAPITAL INTERMEDIATE CREDIT INDEX
FUND (4888309)
265 NEW YORK NY Domestic Entity Other
404 ---* BNY MELLON CAPITAL ACWI EX-U.S. IMI FUND (4888354)265 NEW YORK NY Domestic Entity Other
405 ---* EB ISSG REAL ASSET STRATEGY FUND (4932079) 265 NEW YORK NY Domestic Entity Other
406 ---* BNY MELLON INTERNATIONAL EQUITY MULTISTRATEGY
FUND (5000331)
265 NEW YORK NY Domestic Entity Other
407 ---* EB GLOBAL FOCUSED INCOME FUND (5010518) 265 NEW YORK NY Domestic Entity Other
408 ---* BNY MELLON INSIGHT US LONG CREDIT FUND
(5043767)
265 NEW YORK NY Domestic Entity Other
409 ---* BNY MELLON LONG DURATION FIXED INCOME FUND
(5067709)
265 NEW YORK NY Domestic Entity Other
410 ---* EB ENHANCED U.S. EQUITY COMPLETION FUND
(5106064)
265 NEW YORK NY Domestic Entity Other
411 ---* BNY MELLON CAPITAL SMARTPATH TARGET DATE 2060
FUND (5121094)
265 NEW YORK NY Domestic Entity Other
412 ---* BNY MELLON SMID CAP STOCK INDEX FUND (5125346) 265 NEW YORK NY Domestic Entity Other
413 ---* BNY MELLON INSIGHT ULTRA SHORT DURATION FIXED
INCOME FUND (5140620)
265 NEW YORK NY Domestic Entity Other
414 ---* BNY MELLON CAPITAL U.S. ALL-CAP MULTI-FACTOR
STRATEGIC BETA FUND (5170382)
265 NEW YORK NY Domestic Entity Other
415 ---* BNY MELLON CAPITAL REIT INDEX FUND (5188819) 265 NEW YORK NY Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.

416 ---* BNY MELLON CAPITAL 1-3 YEAR GOVT/CREDIT BOND
INDEX FUND (5188828)
265 NEW YORK NY Domestic Entity Other
417 ---* BNY MELLON CAPITAL TIPS INDEX FUND (5189245) 265 NEW YORK NY Domestic Entity Other
418 --* ALEXANDER SERIES OFFSHORE FUND SPC (4524326) 57 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
419 --* CUTWATER HOLDINGS, LLC (4864554) 57 ARMONK NY Domestic Entity Other
420 ---* CUTWATER ASSET MANAGEMENT CORP. (4864536) 419 ARMONK NY Domestic Entity Other
421 ---* CUTWATER INVESTOR SERVICES CORP. (4864545) 419 ARMONK NY Domestic Entity Other
422 -* BNY MEZZANINE HOLDINGS LLC (3686535) 1 NEW YORK NY Domestic Entity Other
423 --* BNY MEZZANINE PARTNERS GP LLC (3686544) 422 NEW YORK NY Domestic Entity Other
424 ---* CLAREANT MEZZANINE PARTNERS, L.P. (3686553) 423 NEW YORK NY Domestic Entity Other
425 ---* BNY MELLON-ALCENTRA MEZZANINE III, L.P. (4491482) 423 NEW YORK NY Domestic Entity Other
426 -* ALTERNATIVE HOLDINGS I, LLC (3910502) 1 NEW YORK NY Domestic Entity Other
427 --* MUNB LOAN HOLDINGS, LLC (4040282) 426 NEW YORK NY Domestic Entity Other
428 -* BNY MELLON CLEARING HOLDING COMPANY, LLC
(4202389)
1 NEW YORK NY Domestic Entity Other
429 --* BNY MELLON MARKETS EUROPE LIMITED (4397315) 428 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
430 -* HERC EXCHANGE LLC (4202464) 1 PITTSBURGH PA Domestic Entity Other
431 -* BNY MELLON RCC, LLC (4393858) 1 NEW YORK NY Domestic Entity Other
432 -* BNY MELLON CSD (4588195) 1 BRUSSELS BELGIUM International Nonbank
Sub of Domestic
Entities
433 -* SUMDAY HOLDINGS LLC (4722261) 1 NEW YORK NY Domestic Entity Other
434 --* SUMDAY ADMINISTRATION LLC (4722270) 433 NEW YORK NY Domestic Entity Other
435 -* BNY MELLON IHC, LLC (5083567) 1 NEW YORK NY Domestic Entity Other
436 --* MBC INVESTMENTS CORPORATION (1193945) 435 WILMINGTON DE Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
437 ---* MELLON CAPITAL MANAGEMENT CORPORATION
(1069004)
436 SAN
FRANCISCO
CA Domestic Entity Other
438 ----* REDWOOD POINT GLOBAL OPPORTUNITY FUND, LLC
(4515249)
437 SAN
FRANCISCO
CA Domestic Entity Other
439 ---* DREYFUS CORPORATION, THE (1246038) 436 NEW YORK NY Domestic Entity Other
440 ----* MBSC SECURITIES CORPORATION (2243221) 439 NEW YORK NY Securities
Broker/Dealer
441 -----* BNY MELLON ASSET MANAGEMENT OPERATIONS LLC
(3939642)
440 NEW YORK NY Domestic Entity Other
442 ----* DREYFUS TRANSFER, INC. (2377537) 439 NEW YORK NY Domestic Entity Other
443 ---* MELLON GLOBAL INVESTING CORPORATION (1942620) 436 PITTSBURGH PA Domestic Entity Other
444 ----* INSIGHT NORTH AMERICA LLC (3306468) 443 NEW YORK NY Domestic Entity Other
445 ---* DREYFUS SERVICE ORGANIZATION, INC. (2243230) 436 NEW YORK NY Domestic Entity Other
446 ---* BOSTON COMPANY ASSET MANAGEMENT, LLC, THE
(2646961)
436 BOSTON MA Domestic Entity Other
447 ----* TBCAM, LLC (3831885) 446 BOSTON MA Domestic Entity Other
448 -----* HARBORWALK OPPORTUNISTIC ALPHA FUND, LP
(4497541)
447 BOSTON MA Domestic Entity Other
449 -----* HARBORWALK GLOBAL GROWTH, LP (4994200) 447 BOSTON MA Domestic Entity Other
450 ----* HARBORWALK OPPORTUNISTIC ALPHA FUND, LP
(4497541)
446 BOSTON MA Domestic Entity Other
451 ----* TBCAM E&I, LLC (4811268) 446 BOSTON MA Domestic Entity Other
452 -----* HARBORWALK MLP FUND, LP (4837839) 451 BOSTON MA Domestic Entity Other
453 ----* HARBORWALK MLP FUND, LP (4837839) 446 BOSTON MA Domestic Entity Other
454 ----* TBCAM OPPORTUNISTIC, LLC (4890375) 446 BOSTON MA Domestic Entity Other
455 -----* HARBORWALK OPPORTUNISTIC APPRECIATION
FUND, LP (4902090)
454 BOSTON MA Domestic Entity Other
456 -----* HARBORWALK OPPORTUNISTIC INVESTOR, LP
(4967521)
454 BOSTON MA Domestic Entity Other
457 ----* HARBORWALK OPPORTUNISTIC APPRECIATION FUND,
LP (4902090)
446 BOSTON MA Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
----* HARBORWALK OPPORTUNISTIC APPRECIATION FUND,
LP (4902090)
458 ----* HARBORWALK OPPORTUNISTIC INVESTOR, LP
(4967521)
446 BOSTON MA Domestic Entity Other
459 ----* HARBORWALK GLOBAL GROWTH, LP (4994200) 446 BOSTON MA Domestic Entity Other
460 ---* STANDISH MELLON ASSET MANAGEMENT COMPANY
LLC (3049055)
436 BOSTON MA Domestic Entity Other
461 ---* EACM ADVISORS LLC (3289842) 436 NORWALK CT Domestic Entity Other
462 ----* BARNEY FUND LP (4524698) 461 NORWALK CT Domestic Entity Other
463 ---* BNY ALCENTRA GROUP HOLDINGS, INC. (3428687) 436 NEW YORK NY Domestic Entity Other
464 ----* ALCENTRA ASSET MANAGEMENT LIMITED (3436712) 463 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
465 -----* ALCENTRA LIMITED (3436730) 464 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
466 ------* ALCENTRA S.A.R.L (4393876) 465 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
467 -------* ALCENTRA FUND S.C.A. SICAV-SIF (4933366) 466 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
468 --------* CLAREANT EUROPEAN LOAN FUND (4489779) 467 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
469 --------* CLAREANT STRUCTURED CREDIT OPPORTUNITY
FUND II (4498221)
467 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
470 --------* PENSAM FUND (4933384) 467 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
471 --------* CLAREANT US LOAN FUND (4933393) 467 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
472 --------* CLAREANT SPECTRAL STRUCTURED CREDIT FUND
(4933405)
467 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
--------* CLAREANT SPECTRAL STRUCTURED CREDIT FUND
(4933405)
LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
473 --------* CLAREANT GLOBAL MULTI-CREDIT SOLUTION
(4933414)
467 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
474 --------* CLAREANT GLOBAL LOAN FUND (4933423) 467 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
475 --------* CLAREANT GLOBAL SPECIAL SITUATIONS FUND
(5190504)
467 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
476 -----* ALCENTRA JERSEY GP LIMITED (3436851) 464 SAINT HELIER JERSEY International Nonbank
Sub of Domestic
Entities
477 ------* CLAREANT MEZZANINE NO. 1 FUND LIMITED
PARTNERSHIP (4489902)
476 ST. HELIER JERSEY International Nonbank
Sub of Domestic
Entities
478 -----* ALCENTRA MF II GP LIMITED (3685789) 464 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
479 ------* CLAREANT MEZZANINE FUND II (NO. 1) LIMITED
PARTNERSHIP (4489920)
478 ST. HELIER JERSEY International Nonbank
Sub of Domestic
Entities
480 ------* ALCENTRA MEZZANINE FUND II FEEDER LIMITED
PARTNERHSIP (5161465)
478 ST. HELIER JERSEY International Nonbank
Sub of Domestic
Entities
481 ------* ALCENTRA MEZZANINE FUND II (NO. 2 UNLEVERED)
LIMITED PARTNERSHIP (5161474)
478 ST. HELIER JERSEY International Nonbank
Sub of Domestic
Entities
482 ------* ALCENTRA MEZZANINE FUND II FEEDER LIMITED
PARTNERSHIP (5175332)
478 ST. HELIER JERSEY International Nonbank
Sub of Domestic
Entities
483 -----* ALCENTRA UK DLF GP LIMITED (4615868) 464 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
484 ------* CLAREANT UK DIRECT LENDING FUND NO. 1 LIMITED
PARTNERSHIP (4932088)
483 EDINBURGH SCOTLAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
International Nonbank
Sub of Domestic
Entities
485 -----* ALCENTRA EUROPEAN DLF GP LIMITED (4615877) 464 SAINT HELIER JERSEY International Nonbank
Sub of Domestic
Entities
486 ------* CLAREANT EUROPEAN DIRECT LENDING FUND NO. 1
LIMITED PARTNERSHIP (4616838)
485 SAINT HELIER JERSEY International Nonbank
Sub of Domestic
Entities
487 ------* ALCENTRA EUROPEAN DLF INVESTOR FEEDER
LIMITED PARTNERSHIP (5161456)
485 ST. HELIER JERSEY International Nonbank
Sub of Domestic
Entities
488 -----* ALCENTRA FLANDRE LIMITED (4802060) 464 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
489 ----* ALCENTRA US, INC. (3436776) 463 BEVERLY
HILLS
CA Domestic Entity Other
490 ----* ALCENTRA INVESTMENTS LIMITED (3436833) 463 HAMILTON BERMUDA International Nonbank
Sub of Domestic
Entities
491 ----* ALCENTRA NY, LLC (3687420) 463 NEW YORK NY Domestic Entity Other
492 -----* ALCENTRA GLOBAL SPECIAL SITUATIONS FUND
(4491697)
491 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
493 -----* BNY MELLON GLOBAL CREDIT ALTERNATIVES FUND
MANAGER, L.L.C. (4780243)
491 NEW YORK NY Domestic Entity Other
494 ------* CLAREANT GLOBAL CREDIT ALTERNATIVES FUND,
LLC (4780261)
493 NEW YORK NY Domestic Entity Other
495 -----* CLAREANT GLOBAL SPECIAL SITUATIONS FUND US
FEEDER, L.L.C. (5190027)
491 NEW YORK NY Domestic Entity Other
496 ----* ALCENTRA STRUCTURED CREDIT OPPORTUNITY
FUND GP, LLC (4940793)
463 NEW YORK NY Domestic Entity Other
497 ----* ALCENTRA STRUCTURED CREDIT OPPORTUNITY
FUND II GP, LLC (4940805)
463 NEW YORK NY Domestic Entity Other
498 -----* CLAREANT STRUCTURED CREDIT OPPORTUNITY
FUND II US FEEDER, LP (5049563)
497 WILMINGTON DE Domestic Entity Other
499 ----* ALCENTRA STRATEGIC CREDIT FUND GP, LLC
(4940814)
463 NEW YORK NY Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
500 -----* CLAREANT STRATEGIC CREDIT FUND US FEEDER, LP
(5013957)
499 WILMINGTON DE Domestic Entity Other
501 ---* MELLON HEDGE ADVISORS, LLC (3464993) 436 BOSTON MA Domestic Entity Other
502 ---* BNYM GCSP 2 GP, LLC (3644469) 436 CHICAGO IL Domestic Entity Other
503 ----* COREPLUS PRIVATE EQUITY PARTNERS IIDIVERSIFIED
FUND, L.P. (3644478)
502 CHICAGO IL Domestic Entity Other
504 ----* COREPLUS II LUX GP, S.A.R.L. (3943658) 502 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
505 -----* COREPLUS II DIVERSIFIED FEEDER, SICAR S.C.A
(4841407)
504 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
506 ---* ARX INVESTIMENTOS LTDA (3780956) 436 RIO DE
JANEIRO
BRAZIL International Nonbank
Sub of Domestic
Entities
507 ----* BNY MELLON ALOCACAO DE PATRIMONIO LTDA.
(3780965)
506 RIO DE
JANEIRO
BRAZIL International Nonbank
Sub of Domestic
Entities
508 ----* ALTERNATIVE INVESTMENTS FUND, SPC (4946535) 506 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
509 -----* BNY MELLON ARX HEDGE CLASS (4515418) 508 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
510 -----* BNY MELLON ARX EXTRA CLASS (4946553) 508 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
511 -----* BNY MELLON ARX LONG SHORT CLASS (4946562) 508 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
512 -----* BNY MELLON ARX LONG SHORT II CLASS (4946571) 508 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
513 -----* BNY MELLON ARX COMMODITIES CLASS (5121085) 508 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
514 ---* BNY MELLON INVESTMENT MANAGEMENT HOLDINGS
LLC (4469780)
436 WILMINGTON DE Domestic Entity Other
515 ----* BNY MELLON INVESTMENT MANAGEMENT SEED
CAPITAL LIMITED (4612184)
514 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
516 -----* BNY MELLON JAPAN EQUITY DOWNSIDE PROTECTED
FUND (4629799)
515 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
517 -----* BNY MELLON JAPAN SMALL CAP EQUITY FOCUS
FUND (4636715)
515 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
518 -----* BNY MELLON JAPAN ALL CAP EQUITY FUND (4636724) 515 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
519 -----* NEWTON MULTI-ASSET INCOME FUND (4867425) 515 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
520 -----* BNY MELLON DYNAMIC TOTAL RETURN FUND
(4890290)
515 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
521 -----* BNY MELLON GLOBAL LEADERS FUND (5089475) 515 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
522 -----* BNY MELLON U.S. MUNICIPAL INFRASTRUCTURE
DEBT FUND (5121049)
515 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
523 -----* BNY MELLON U.S. HIGH YIELD BETA FUND (5164420) 515 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
524 -----* BNY MELLON DYNAMIC U.S. EQUITY FUND (5172902) 515 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
525 -----* BNY MELLON EMERGING MARKETS DEBT TOTAL
RETURN FUND (5190036)
515 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION

526 ----* BNY MELLON INVESTMENT MANAGEMENT APAC LP
(4628840)
514 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
527 -----* BNY MELLON INVESTMENT MANAGEMENT (APAC)
HOLDINGS LIMITED (3250374)
526 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
528 ------* BNY MELLON ASSET MANAGEMENT JAPAN LIMITED
(2763215)
527 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
529 -------* INJ EUROPEAN BOND FUND 2014 (4880394) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
530 -------* INJ EUROPEAN BOND FUND 2015 (4977780) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
531 -------* BNY MELLON REAL RETURN FUND B (NON-HEDGED)
(4977865)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
532 -------* BNY MELLON REAL RETURN FUND A (HEDGED)
(4977874)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
533 -------* NM US CORE PLUS BOND FUND F (4977883) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
534 --------* NM US CORE PLUS BOND MOTHER FUND (5109944) 533 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
535 -------* NM US CORE PLUS BOND FUND FVA (4977892) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
536 --------* NM US CORE PLUS BOND MOTHER FUND (5109944) 535 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
537 -------* NM US CORE PLUS BOND FUND FD (4977904) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
538 --------* NM US CORE PLUS BOND MOTHER FUND (5109944) 537 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
539 -------* NM US CORE PLUS BOND FUND FC (4977913) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
540 --------* NM US CORE PLUS BOND MOTHER FUND (5109944) 539 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
541 -------* ALJ GLOBAL BANK LOAN FUND 2015 (4977922) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
542 -------* JAPAN SMALL CAP EQUITY FOCUS FUND (4984809) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
543 --------* JAPAN SMALL CAP EQUITY FOCUS MOTHER FUND
(5110203)
542 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
544 -------* US MANUFACTURING EQUITY FUND (4994059) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
545 --------* US MANUFACTURING EQUITY MOTHER FUND
(5109926)
544 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
546 -------* BNY MELLON EMERGING MARKETS HIGH INCOME
BALANCE (MONTHLY DIVIDEND DISTRIBUTION TYPE)
(4994161)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
547 -------* PACIFIC EQUITY INCOME FUND (MONTHLY DIVIDEND
DISTRIBUTION TYPE) (4994170)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
548 -------* EMERGING MARKETS EQUITY INCOME FUND
(MONTHLY DIVIDEND DISTRIBUTION TYPE) (4994189)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
549 -------* BNY MELLON BRAZIL INFRASTRUCTURE AND
CONSUMPTION EQUITY FUND (4995300)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
550 -------* MONEY PORTFOLIO FUND (5000304) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
551 --------* MONEY PORTFOLIO MOTHER FUND (5109935) 550 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
552 -------* TOPPING FUND (5000313) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
553 -------* MELLON WORLD EMERGING SOVEREIGN FUND
(ANNUAL DIVIDEND DISTRIBUTION TYPE) (5000340)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
554 --------* WORLD EMERGING SOVEREIGN MOTHER FUND
(5109887)
553 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
555 -------* MELLON WORLD EMERGING SOVEREIGN FUND
(MONTHLY DIVIDEND DISTRIBUTION TYPE) (5000359)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
556 --------* WORLD EMERGING SOVEREIGN MOTHER FUND
(5109887)
555 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
557 -------* ICHIYOSHI GROWTH 1 (5000377) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
558 --------* MID-SMALLER GROWTH EQUITY MOTHER FUND
(5109850)
557 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
559 -------* WORLD EMERGING SOVEREIGN FUND (5000386) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
560 --------* WORLD EMERGING SOVEREIGN MOTHER FUND
(5109887)
559 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
561 -------* NM ABC OPEN FUND (5000407) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
562 --------* NM ABC MOTHER FUND (5109869) 561 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
563 -------* MID-SMALLER GROWTH EQUITY FUND VA (5000416) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
564 --------* MID-SMALLER GROWTH EQUITY MOTHER FUND
(5109850)
563 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
565 -------* BNY MELLON REAL RETURN FUND - QUARTERLY
DIVIDEND DISTRIBUTION TYPE (NON-HEDGED) (5000425)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
566 -------* BNY MELLON REAL RETURN FUND - QUARTERLY
DIVIDEND DISTRIBUTION TYPE (HEDGED) (5000434)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
567 -------* JAPAN MID SMALL GROWTH EQUITY ACTIVE FUND
(5000443)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
568 --------* JAPAN MID SMALL GROWTH EQUITY ACTIVE
MOTHER FUND (5109962)
567 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
569 -------* WOMENOMICS JAPAN EQUITY FUND (5000452) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
570 --------* WOMENOMICS JAPAN EQUITY MOTHER FUND
(5109999)
569 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
571 -------* GLOBAL FINTECH RELATED EQUITY FUND (FOR
QUALIFIED INSTITUTIONAL INVESTOR ONLY) (5000470)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
572 -------* JAPAN REVIVAL GROWTH EQUITY FUND (5000489) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
573 --------* JAPAN REVIVAL GROWTH EQUITY MOTHER FUND
(5109980)
572 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
574 -------* BNY MELLON GLOBAL CB FUND 2016-04 (5000500) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
575 -------* BNY MELLON EMERGING MARKETS SOVEREIGN
BOND FUND (JPY HEDGED) (5013489)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
576 -------* BNY MELLON EMERGING MARKETS HIGH INCOME
BALANCE (ANNUAL DIVIDEND DISTRIBUTION TYPE)
(5013498)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
577 -------* ALJ GLOBAL BANK LOAN FUND 2016 (ONSHORE)
(5013519)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
578 -------* INJ EUROPEAN BOND FUND 2016 (5013528) 528 TOYKO JAPAN International Nonbank
Sub of Domestic
Entities
579 -------* BNY MELLON GLOBAL CB FUND 2016-07 (5043776) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
580 -------* BNY MELLON REAL RETURN FUND FOR SMA
(HEDGED) (5047493)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
581 -------* BNY MELLON JAPAN EQUITY DYNAMIC STRATEGY
FUND (5067576)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
582 -------* BNY MELLON GLOBAL CB FUND 2016-11 (5085477) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
583 -------* WORLD EMERGING SOVEREIGN FUND (FOF FOR
QUALIFIED INSTITUTIONAL INVESTOR ONLY) (5085570)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
584 --------* WORLD EMERGING SOVEREIGN MOTHER FUND
(5109887)
583 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
585 -------* MID-SMALLER GROWTH EQUITY MOTHER FUND
(5109850)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
586 -------* NM ABC MOTHER FUND (5109869) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
587 -------* WORLD EMERGING SOVEREIGN MOTHER FUND
(5109887)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
588 -------* US MANUFACTURING EQUITY MOTHER FUND
(5109926)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
589 -------* MONEY PORTFOLIO MOTHER FUND (5109935) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
590 -------* NM US CORE PLUS BOND MOTHER FUND (5109944) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
591 -------* JAPAN MID SMALL GROWTH EQUITY ACTIVE
MOTHER FUND (5109962)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
592 -------* JAPAN REVIVAL GROWTH EQUITY MOTHER FUND
(5109980)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
593 -------* WOMENOMICS JAPAN EQUITY MOTHER FUND
(5109999)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
594 -------* JAPAN SMALL CAP EQUITY FOCUS MOTHER FUND
(5110203)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
595 -------* US INFRASTRUCTURE EQUITY FUND HEDGED (FOR
QUALIFIED INSTITUTIONAL INVESTOR ONLY) (5121067)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
596 --------* US INFRASTRUCTURE EQUITY MOTHER FUND
(5122792)
595 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
597 -------* US INFRASTRUCTURE EQUITY FUND NON-HEDGED
(FOR QUALIFIED INSTITUTIONAL INVESTOR ONLY)
(5121115)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
598 --------* US INFRASTRUCTURE EQUITY MOTHER FUND
(5122792)
597 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
599 -------* US INFRASTRUCTURE EQUITY MOTHER FUND
(5122792)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
600 -------* GLOBAL IOT RELATED EQUITY FUND HEDGED (FOR
QUALIFIED INSTITUTIONAL INVESTORS ONLY) (5125300)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
601 --------* GLOBAL IOT RELATED EQUITY MOTHER FUND
(5126316)
600 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
602 -------* JM2 GLOBAL BANK LOAN FUND 2017 (ONSHORE)
(5125319)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
603 -------* GLOBAL IOT RELATED EQUITY FUND NON-HEDGED
(FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY)
(5125328)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
604 --------* GLOBAL IOT RELATED EQUITY MOTHER FUND
(5126316)
603 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
605 -------* GLOBAL IOT RELATED EQUITY MOTHER FUND
(5126316)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
606 -------* BNY MELLON JAPAN SMALL-MID CAP EQUITY
DYNAMIC STRATEGY FUND (5145951)
528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
607 -------* JM1 EUROPEAN BOND FUND 2017 (5164345) 528 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
608 ------* BNY MELLON INVESTMENT MANAGEMENT
AUSTRALIA LTD. (3212765)
527 SYDNEY AUSTRALIA International Nonbank
Sub of Domestic
Entities
609 ------* BNY MELLON INVESTMENT MANAGEMENT HONG
KONG LIMITED (3819070)
527 HONG KONG HONG KONG International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
610 -------* BNY MELLON IM KOREA LIMITED (4194194) 609 SEOUL KOREA,
SOUTH
International Nonbank
Sub of Domestic
Entities
611 -------* BNY MELLON INVESTMENT MANAGEMENT
(SHANGHAI) LIMITED (5191622)
609 SHANGHAI CHINA,
PEOPLES
REPUBLIC OF
International Nonbank
Sub of Domestic
Entities
612 ------* BNY MELLON INVESTMENT MANAGEMENT
SINGAPORE PTE. LIMITED (4588207)
527 SINGAPORE SINGAPORE International Nonbank
Sub of Domestic
Entities
613 ------* STANDISH MELLON ASSET MANAGEMENT
(SINGAPORE) PTE. LIMITED (4868842)
527 SINGAPORE SINGAPORE International Nonbank
Sub of Domestic
Entities
614 -----* BNY MELLON INVESTMENT MANAGEMENT (JERSEY)
NO. 2 LIMITED (4631644)
526 ST. HELIER JERSEY International Nonbank
Sub of Domestic
Entities
615 ---* BNY MELLON INVESTMENT MANAGEMENT (JERSEY)
LIMITED (4474065)
436 ST. HELIER JERSEY International Nonbank
Sub of Domestic
Entities
616 ----* BNY MELLON INVESTMENT MANAGEMENT (EUROPE)
LIMITED (4474159)
615 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
617 -----* BNY MELLON INVESTMENT MANAGEMENT EUROPE
HOLDINGS LIMITED (4528810)
616 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
618 ------* BNY MELLON INTERNATIONAL ASSET MANAGEMENT
GROUP LIMITED (2938901)
617 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
619 -------* BNY MELLON AM LATIN AMERICA S.A. (2670621) 618 SANTIAGO CHILE International Nonbank
Sub of Domestic
Entities
620 -------* NEWTON MANAGEMENT LIMITED (2760214) 618 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
621 --------* NEWTON INVESTMENT MANAGEMENT (NORTH
AMERICA) LIMITED (2760344)
620 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
622 --------* NEWTON INVESTMENT MANAGEMENT LIMITED
(2760353)
620 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
623 --------* NEWTON INVESTMENT MANAGEMENT (NORTH
AMERICA) LLC (3471067)
620 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
624 -------* BNY MELLON INVESTMENT MANAGEMENT EMEA
LIMITED (2760399)
618 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
625 --------* BNY MELLON FUND MANAGERS LIMITED (2760380) 624 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
626 ---------* NEWTON SRI FUND FOR CHARITIES (4524700) 625 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
627 ---------* OSPREY FUND (4524830) 625 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
628 ---------* NEWTON MAIDEN FUND (4524867) 625 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
629 ---------* BNY MELLON MANAGED FUNDS I (4524876) 625 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
630 ----------* NEWTON MANAGED INCOME FUND (4524885) 629 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
631 ----------* NEWTON MANAGED TARGETED RETURN FUND
(4802211)
629 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
632 ---------* BNY MELLON INVESTMENT FUNDS (4525855) 625 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
633 ----------* NEWTON 50/50 GLOBAL EQUITY FUND (4525873) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
634 ----------* BOSTON COMPANY US OPPORTUNITIES FUND,
THE (4525882)
632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
635 ----------* NEWTON ASIAN INCOME FUND (4525891) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
636 ----------* NEWTON EMERGING INCOME FUND (4525903) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
637 ----------* NEWTON MULTI-ASSET BALANCED FUND
(4525921)
632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
638 ----------* NEWTON CONTINENTAL EUROPEAN FUND
(4525930)
632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
639 ----------* INSIGHT CORPORATE BOND FUND (4525949) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
640 ----------* NEWTON GLOBAL HIGH YIELD BOND FUND
(4525967)
632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
641 ----------* NEWTON GLOBAL BALANCED FUND (4525976) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
642 ----------* NEWTON GLOBAL DYNAMIC BOND FUND (4525985) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
643 ----------* NEWTON GLOBAL INCOME FUND (4525994) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
644 ----------* NEWTON GLOBAL OPPORTUNITIES FUND
(4526003)
632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
645 ----------* NEWTON UK INCOME FUND (4526012) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
646 ----------* NEWTON INDEX LINKED GILT FUND (4526021) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
647 ----------* NEWTON INTERNATIONAL BOND FUND (4526030) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
648 ----------* NEWTON LONG CORPORATE BOND FUND
(4526058)
632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
649 ----------* NEWTON LONG GILT FUND (4526067) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
650 ----------* NEWTON MULTI-ASSET GROWTH FUND (4526076) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
651 ----------* NEWTON ORIENTAL FUND (4526085) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
652 ----------* NEWTON MULTI-ASSET DIVERSIFIED RETURN
FUND (4526106)
632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
653 ----------* NEWTON REAL RETURN FUND (4526115) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
654 ----------* NEWTON UK EQUITY FUND (4526124) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
655 ----------* NEWTON UK OPPORTUNITIES FUND (4526133) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
656 ----------* INSIGHT EQUITY INCOME BOOSTER FUND
(4573650)
632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
657 ----------* INSIGHT GLOBAL MULTI-STRATEGY FUND
(4573669)
632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
658 ----------* INSIGHT EQUITY INCOME FUND (4573678) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
659 ----------* NEWTON GLOBAL EQUITY FUND (4643012) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
660 ----------* INSIGHT GLOBAL ABSOLUTE RETURN FUND
(4787064)
632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
661 ----------* BNY MELLON LONG TERM GLOBAL EQUITY FUND
(4787073)
632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
662 ----------* INSIGHT INFLATION LINKED CORPORATE BOND
FUND (4802266)
632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
663 ----------* NEWTON MULTI-ASSET INCOME FUND (4867425) 632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
664 ----------* NEWTON GLOBAL EMERGING MARKETS FUND
(4867434)
632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
665 ----------* NEWTON GLOBAL DYNAMIC BOND INCOME FUND
(5000322)
632 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
666 ---------* BNY MELLON MANAGED FUNDS II (4532899) 625 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
667 ----------* ABSOLUTE INSIGHT FUND (4532901) 666 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
668 ---------* BNY MELLON CHARITIES FUNDS (4888336) 625 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
669 ----------* NEWTON GROWTH AND INCOME FUND FOR
CHARITIES (4890384)
668 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
670 ----------* NEWTON GROWTH FUND FOR CHARITIES
(4890393)
668 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
671 --------* BNY MELLON ARX BRAZIL FUND, SPC (4515388) 624 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
672 ---------* ABF BRAZIL FUND, SPC - LONG SHORT
SEGREGATED PORTFOLIO (4515409)
671 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
673 ---------* ABF BRAZIL FUND, SPC - LONG TERM
SEGREGATED PORTFOLIO (4946478)
671 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
674 --------* BNY MELLON GLOBAL FUNDS, PLC (4525417) 624 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
675 ---------* BNY MELLON GLOBAL DYNAMIC BOND FUND
(4525435)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
676 ---------* BNY MELLON ABSOLUTE RETURN EQUITY FUND
(4525471)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
677 ---------* BNY MELLON BRAZIL EQUITY FUND (4525480) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
678 ---------* BNY MELLON SMALL CAP EUROLAND FUND
(4525529)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
679 ---------* BNY MELLON GLOBAL PROPERTY SECURITIES
FUND (4525538)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
680 ---------* BNY MELLON EMERGING MARKETS DEBT FUND
(4525547)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
681 ---------* BNY MELLON EMERGING MARKETS DEBT LOCAL
CURRENCY FUND (4525556)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
682 ---------* BNY MELLON EUROLAND BOND FUND (4525565) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
683 ---------* BNY MELLON GLOBAL BOND FUND (4525574) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
684 ---------* BNY MELLON GLOBAL HIGH YIELD BOND FUND
(4525583)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
685 ---------* BNY MELLON S&P 500 INDEX TRACKER (4525592) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
686 ---------* BNY MELLON US DYNAMIC VALUE FUND (4525613) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
687 ---------* BNY MELLON EMERGING MARKETS CORPORATE
DEBT FUND (4525622)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
688 ---------* BNY MELLON EUROPEAN CREDIT FUND (4525631) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
689 ---------* BNY MELLON GLOBAL REAL RETURN FUND (GBP)
(4525668)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
690 ---------* BNY MELLON GLOBAL EQUITY FUND (4525686) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
691 ---------* BNY MELLON GLOBAL EQUITY INCOME FUND
(4525695)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
692 ---------* BNY MELLON GLOBAL OPPORTUNITIES FUND
(4525707)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
693 ---------* BNY MELLON LONG-TERM GLOBAL EQUITY FUND
(4525716)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
694 ---------* BNY MELLON ASIAN EQUITY FUND (4525725) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
695 ---------* BNY MELLON ABSOLUTE RETURN BOND FUND
(4548630)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
696 ---------* BNY MELLON GLOBAL EMERGING MARKETS FUND
(4550147)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
697 ---------* BNY MELLON EMERGING MARKETS DEBT
OPPORTUNISTIC FUND (4636582)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
698 ---------* BNY MELLON JAPAN SMALL CAP EQUITY FOCUS
FUND (4636715)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
699 ---------* BNY MELLON JAPAN ALL CAP EQUITY FUND
(4636724)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
700 ---------* BNY MELLON ABSOLUTE INSIGHT FUND (4761224) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
701 ---------* BNY MELLON US OPPORTUNITIES FUND (4761233) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
702 ---------* BNY MELLON GLOBAL OPPORTUNISTIC BOND
FUND (4761251)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
703 ---------* BNY MELLON ASIAN INCOME FUND (4802248) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
704 ---------* BNY MELLON GLOBAL REAL RETURN FUND (EUR)
(4811071)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
705 ---------* BNY MELLON GLOBAL REAL RETURN FUND (USD)
(4811080)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
706 ---------* BNY MELLON DYNAMIC TOTAL RETURN FUND
(4890290)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
707 ---------* BNY MELLON JAPAN REIT ALPHA FUND (4932163) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
708 ---------* BNY MELLON TARGETED RETURN BOND FUND
(4934439)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
709 ---------* BNY MELLON GLOBAL CREDIT FUND (4977799) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
710 ---------* BNY MELLON GLOBAL SHORT-DATED HIGH YIELD
BOND FUND (5089457)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
711 ---------* BNY MELLON GLOBAL LEADERS FUND (5089475) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
712 ---------* BNY MELLON ASIA RISING STARS FUND (5089493) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
713 ---------* BNY MELLON U.S. EQUITY INCOME FUND (5089514) 674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
714 ---------* BNY MELLON U.S. MUNICIPAL INFRASTRUCTURE
DEBT FUND (5121049)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
715 ---------* BNY MELLON U.S. HIGH YIELD BETA FUND
(5164420)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
716 ---------* BNY MELLON DYNAMIC U.S. EQUITY FUND
(5172902)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
717 ---------* BNY MELLON GLOBAL UNCONSTRAINED FUND
(5189236)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK

718 ---------* BNY MELLON EMERGING MARKETS DEBT TOTAL
RETURN FUND (5190036)
674 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
719 --------* BNY MELLON INVESTMENTS SWITZERLAND GMBH
(4888363)
624 ZURICH SWITZERLAN
D (OTHER)
International Nonbank
Sub of Domestic
Entities
720 -------* STANDISH MELLON ASSET MANAGEMENT (UK)
LIMITED (3031881)
618 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
721 -------* INSIGHT INVESTMENT MANAGEMENT LIMITED
(3099005)
618 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
722 --------* PARETO INVESTMENT MANAGEMENT LIMITED
(3306422)
721 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
723 ---------* INSIGHT INVESTMENT AUSTRALIA PTY LTD
(3306516)
722 SYDNEY AUSTRALIA International Nonbank
Sub of Domestic
Entities
724 --------* INSIGHT INVESTMENT MANAGEMENT (GLOBAL)
LIMITED (4088239)
721 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
725 --------* INSIGHT INVESTMENT FUNDS MANAGEMENT
LIMITED (4088257)
721 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
726 ---------* INSIGHT INVESTMENT DISCRETIONARY FUNDS
ICVC (4532602)
725 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
727 ----------* INSIGHT INVESTMENT UK INDEX-LINKED BOND
FUND (4532620)
726 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
728 ----------* INSIGHT INVESTMENT UK GOV'T ALL MATURITIES
BOND FUND (4532639)
726 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
729 ----------* INSIGHT INVESTMENT UK CORPORATE ALL
MATURITIES BOND FUND (4532648)
726 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
730 ----------* INSIGHT INVESTMENT UK GOV'T LONG
MATURITIES BOND FUND (4532666)
726 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
731 ----------* INSIGHT INVESTMENT UK BROAD MARKET BOND
FUND (4532684)
726 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
732 ----------* INSIGHT INVESTMENT UK CORPORATE LONG
MATURITIES BOND FUND (4532705)
726 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
733 --------* INSIGHT INVESTMENT SERVICES LIMITED (4088275) 721 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
734 --------* INSIGHT CONSUMER DEBT RECOVERY GP II
LIMITED (4485829)
721 ST. PETER
PORT
GUERNSEY International Nonbank
Sub of Domestic
Entities
735 ---------* CONSUMER DEBT RECOVERY FUND II LP (4594981) 734 SAINT PETER
PORT
GUERNSEY International Nonbank
Sub of Domestic
Entities
736 --------* INSIGHT INVESTMENT MANAGEMENT (CHANNEL
ISLANDS) LIMITED (4761868)
721 ST. PETER
PORT
GUERNSEY International Nonbank
Sub of Domestic
Entities
737 --------* INSIGHT INVESTMENT MANAGEMENT (IRELAND)
LIMITED (5066533)
721 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
738 -------* ARX INVESTIMENTOS LTDA (3780956) 618 RIO DE
JANEIRO
BRAZIL International Nonbank
Sub of Domestic
Entities
739 --------* BNY MELLON ALOCACAO DE PATRIMONIO LTDA.
(3780965)
738 RIO DE
JANEIRO
BRAZIL International Nonbank
Sub of Domestic
Entities
740 --------* ALTERNATIVE INVESTMENTS FUND, SPC (4946535) 738 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
741 ---------* BNY MELLON ARX HEDGE CLASS (4515418) 740 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
742 ---------* BNY MELLON ARX EXTRA CLASS (4946553) 740 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
743 ---------* BNY MELLON ARX LONG SHORT CLASS (4946562) 740 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
744 ---------* BNY MELLON ARX LONG SHORT II CLASS (4946571) 740 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
745 ---------* BNY MELLON ARX COMMODITIES CLASS (5121085) 740 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
746 -------* BNY MELLON INTERNATIONAL ASSET MANAGEMENT
(HOLDINGS) LIMITED (4461869)
618 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
747 --------* BNY MELLON INTERNATIONAL ASSET
MANAGEMENT (HOLDINGS) NO. 1 LIMITED (4509967)
746 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
748 ---------* SHELFCO LTD. (2950631) 747 NASSAU BAHAMAS,
THE
International Nonbank
Sub of Domestic
Entities
749 ---------* WALTER SCOTT & PARTNERS LIMITED (3489697) 747 EDINBURGH SCOTLAND International Nonbank
Sub of Domestic
Entities
750 ----------* WALTER SCOTT MANAGED FUND (4503040) 749 EDINBURGH SCOTLAND International Nonbank
Sub of Domestic
Entities
751 ------* MELLON JV LIMITED (3446663) 617 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
752 -------* BNY MELLON INVESTMENT MANGEMENT HOLDINGS
(GERMANY) LIMITED (3417300)
751 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
753 --------* BNYM GCSP MMGP, LLC (3218169) 752 CHICAGO IL Domestic Entity Other
754 ---------* BNYM GCSP GP INVESTORS, LLC (3218178) 753 CHICAGO IL Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
755 ----------* COREPLUS PRIVATE EQUITY PARTNERS QP, L.P.
(3218570)
754 CHICAGO IL Domestic Entity Other
756 ----------* COREPLUS PRIVATE EQUITY PARTNERS GMBH &
CO. KG (3219090)
754 DUSSELDORF GERMANY International Nonbank
Sub of Domestic
Entities
757 -----------* COREPLUS BETEILIGUNGSVERWALTUNG GMBH
(3218600)
756 DUSSELDORF GERMANY International Nonbank
Sub of Domestic
Entities
758 -----------* COREPLUS VERWALTUNGSGESELLSCHAFT
GMBH (3219120)
756 DUSSELDORF GERMANY International Nonbank
Sub of Domestic
Entities
759 ----------* COREPLUS (CAYMANS) LTD. (3219111) 754 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
760 -----------* COREPLUS (CAYMANS) SUB A, LTD. (3218561) 759 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
761 --------* C&S PRIVATE EQUITY INVESTORS GMBH (3218187) 752 DUSSELDORF GERMANY International Nonbank
Sub of Domestic
Entities
762 ---------* BNYM GCSP GP INVESTORS, LLC (3218178) 761 CHICAGO IL Domestic Entity Other
763 ----------* COREPLUS PRIVATE EQUITY PARTNERS QP, L.P.
(3218570)
762 CHICAGO IL Domestic Entity Other
764 ----------* COREPLUS PRIVATE EQUITY PARTNERS GMBH &
CO. KG (3219090)
762 DUSSELDORF GERMANY International Nonbank
Sub of Domestic
Entities
765 -----------* COREPLUS BETEILIGUNGSVERWALTUNG GMBH
(3218600)
764 DUSSELDORF GERMANY International Nonbank
Sub of Domestic
Entities
766 -----------* COREPLUS VERWALTUNGSGESELLSCHAFT
GMBH (3219120)
764 DUSSELDORF GERMANY International Nonbank
Sub of Domestic
Entities
767 ----------* COREPLUS (CAYMANS) LTD. (3219111) 762 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
768 -----------* COREPLUS (CAYMANS) SUB A, LTD. (3218561) 767 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
769 ---------* BNYM GCS 2 GP INVESTORS, LLC (3249912) 761 CHICAGO IL Domestic Entity Other
770 ----------* SPECIAL PRIVATE EQUITY PARTNERS II, L.P.
(3249921)
769 CHICAGO IL Domestic Entity Other
771 ----------* SPECIAL PEP II (CAYMANS), LIMITED (3459298) 769 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
772 -----------* SPECIAL PEP II (CAYMANS) SUB. A, LIMITED
(3459300)
771 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
773 --------* PMG SPECIAL PEP PARTNERS, L.L.C., THE (3218619) 752 CHICAGO IL Domestic Entity Other
774 ---------* PMG SPECIAL PEP INVESTORS, L.L.C., THE
(3218646)
773 CHICAGO IL Domestic Entity Other
775 ----------* SPECIAL PRIVATE EQUITY PARTNERS, L.P.
(3218655)
774 CHICAGO IL Domestic Entity Other
776 ----------* SPECIAL PEP (CAYMANS), LTD. (3219139) 774 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
777 -----------* SPECIAL PEP (CAYMANS) SUB. A., LTD. (3218673) 776 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
778 -----------* SPECIAL PEP (CAYMANS) SUB. B., LTD. (3286083) 776 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
779 --------* PMG-NG PRIVATE EQUITY PARTNERS, LLC, THE
(3218691)
752 CHICAGO IL Domestic Entity Other
780 --------* BNYM GCS 2 MMGP, LLC (3249903) 752 CHICAGO IL Domestic Entity Other
781 ---------* BNYM GCS 2 GP INVESTORS, LLC (3249912) 780 CHICAGO IL Domestic Entity Other
782 ----------* SPECIAL PRIVATE EQUITY PARTNERS II, L.P.
(3249921)
781 CHICAGO IL Domestic Entity Other
783 ----------* SPECIAL PEP II (CAYMANS), LIMITED (3459298) 781 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
784 -----------* SPECIAL PEP II (CAYMANS) SUB. A, LIMITED
(3459300)
783 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
785 --------* BNY MELLON FUND MANAGEMENT (LUXEMBOURG)
S.A. (3919448)
752 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities
786 -----* BNY MELLON INVESTMENT MANAGEMENT CAYMAN
LTD (4722252)
616 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
787 ------* NCS INSTITUTIONAL FUND LIMITED (4502940) 786 GEORGETOW
N
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
788 -------* NCS INSTITUTIONAL GLOBAL EQUITY US$ FUND
(4502968)
787 GEORGETOW
N
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
789 -------* NCS INSTITUTIONAL GLOBAL EQUITY YEN FUND
(4502986)
787 GEORGETOW
N
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
790 -------* NCS INSTITUTIONAL KOKUSAI EQUITY YEN FUND
(4502995)
787 GEORGETOW
N
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
791 -------* NCS INSTITUTIONAL INTERNATIONAL EQUITY US$
FUND (4503013)
787 GEORGETOW
N
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
792 -------* NCS INSTITUTIONAL EUROPE EQUITY EUR FUND
(4503022)
787 GEORGETOW
N
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
793 ------* NCS CANADIAN INSTITUTIONAL TRUSTS (4502959) 786 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
794 -------* NCS GLOBAL FUND (4502977) 793 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
795 -------* NCS EMERGING MARKETS FUND (4503004) 793 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
International Nonbank
Sub of Domestic
Entities
796 -------* NCS INTERNATIONAL FUND (4503031) 793 TORONTO CANADA International Nonbank
Sub of Domestic
Entities
797 ------* NCS MILLBURN FUND, LLC (4503059) 786 WILMINGTON DE Domestic Entity Other
798 ------* NCS GROUP TRUST (4509275) 786 CHICAGO IL Domestic Entity Other
799 -------* NCS GROUP TRUST - GLOBAL FUND (4509284) 798 CHICAGO IL Domestic Entity Other
800 -------* NCS GROUP TRUST - GLOBAL EMERGING MARKETS
FUND (4509293)
798 CHICAGO IL Domestic Entity Other
801 -------* NCS GROUP TRUST - INTERNATIONAL FUND
(4509305)
798 CHICAGO IL Domestic Entity Other
802 ------* NCS INTERNATIONAL FUND, LLC (4509912) 786 WILMINGTON DE Domestic Entity Other
803 ------* NCS GLOBAL FUND, LLC (4509930) 786 WILMINGTON DE Domestic Entity Other
804 ----* BNY MELLON INVESTMENT MANAGEMENT EUROPE
HOLDINGS LIMITED (4528810)
615 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
805 -----* BNY MELLON INTERNATIONAL ASSET MANAGEMENT
GROUP LIMITED (2938901)
804 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
806 ------* BNY MELLON AM LATIN AMERICA S.A. (2670621) 805 SANTIAGO CHILE International Nonbank
Sub of Domestic
Entities
807 ------* NEWTON MANAGEMENT LIMITED (2760214) 805 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
808 -------* NEWTON INVESTMENT MANAGEMENT (NORTH
AMERICA) LIMITED (2760344)
807 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
809 -------* NEWTON INVESTMENT MANAGEMENT LIMITED
(2760353)
807 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
810 -------* NEWTON INVESTMENT MANAGEMENT (NORTH
AMERICA) LLC (3471067)
807 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
811 ------* BNY MELLON INVESTMENT MANAGEMENT EMEA
LIMITED (2760399)
805 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
812 -------* BNY MELLON FUND MANAGERS LIMITED (2760380) 811 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
813 --------* NEWTON SRI FUND FOR CHARITIES (4524700) 812 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
814 --------* OSPREY FUND (4524830) 812 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
815 --------* NEWTON MAIDEN FUND (4524867) 812 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
816 --------* BNY MELLON MANAGED FUNDS I (4524876) 812 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
817 ---------* NEWTON MANAGED INCOME FUND (4524885) 816 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
818 ---------* NEWTON MANAGED TARGETED RETURN FUND
(4802211)
816 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
819 --------* BNY MELLON INVESTMENT FUNDS (4525855) 812 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
820 ---------* NEWTON GLOBAL HIGH YIELD BOND FUND
(4525967)
819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
821 ---------* NEWTON GLOBAL BALANCED FUND (4525976) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
822 ---------* NEWTON GLOBAL DYNAMIC BOND FUND (4525985) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK

823 ---------* NEWTON GLOBAL INCOME FUND (4525994) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
824 ---------* NEWTON GLOBAL OPPORTUNITIES FUND (4526003) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
825 ---------* NEWTON UK INCOME FUND (4526012) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
826 ---------* NEWTON INDEX LINKED GILT FUND (4526021) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
827 ---------* NEWTON INTERNATIONAL BOND FUND (4526030) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
828 ---------* NEWTON LONG CORPORATE BOND FUND
(4526058)
819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
829 ---------* NEWTON LONG GILT FUND (4526067) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
830 ---------* NEWTON MULTI-ASSET GROWTH
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve

FUND (4526076) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
831 ---------* NEWTON ORIENTAL FUND (4526085) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
832 ---------* NEWTON MULTI-ASSET DIVERSIFIED RETURN
FUND (4526106)
819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
833 ---------* NEWTON REAL RETURN FUND (4526115) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
834 ---------* NEWTON UK EQUITY FUND (4526124) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or


835 ---------* NEWTON UK OPPORTUNITIES FUND (4526133) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
836 ---------* INSIGHT EQUITY INCOME BOOSTER FUND
(4573650)
819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
837 ---------* INSIGHT GLOBAL MULTI-STRATEGY FUND (4573669)819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
838 ---------* INSIGHT EQUITY INCOME FUND (4573678) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
839 ---------* NEWTON GLOBAL EQUITY FUND (4643012) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
840 ---------* INSIGHT GLOBAL ABSOLUTE RETURN FUND
(4787064)
819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
841 ---------* BNY MELLON LONG TERM GLOBAL EQUITY FUND
(4787073)
819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
842 ---------* INSIGHT INFLATION LINKED CORPORATE BOND
FUND (4802266)
819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
843 ---------* NEWTON MULTI-ASSET INCOME FUND (4867425) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
844 ---------* NEWTON GLOBAL EMERGING MARKETS FUND
(4867434)
819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
845 ---------* NEWTON GLOBAL DYNAMIC BOND INCOME FUND
(5000322)
819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
846 ---------* NEWTON 50/50 GLOBAL EQUITY FUND (4525873) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
847 ---------* BOSTON COMPANY US OPPORTUNITIES FUND,
THE (4525882)
819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
848 ---------* NEWTON ASIAN INCOME FUND (4525891) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
849 ---------* NEWTON EMERGING INCOME FUND (4525903) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
850 ---------* NEWTON MULTI-ASSET BALANCED FUND (4525921) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
851 ---------* NEWTON CONTINENTAL EUROPEAN FUND
(4525930)
819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
852 ---------* INSIGHT CORPORATE BOND FUND (4525949) 819 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
853 --------* BNY MELLON MANAGED FUNDS II (4532899) 812 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
854 ---------* ABSOLUTE INSIGHT FUND (4532901) 853 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
855 --------* BNY MELLON CHARITIES FUNDS (4888336) 812 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
856 ---------* NEWTON GROWTH AND INCOME FUND FOR
CHARITIES (4890384)
855 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
857 ---------* NEWTON GROWTH FUND FOR CHARITIES
(4890393)
855 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
858 -------* BNY MELLON ARX BRAZIL FUND, SPC (4515388) 811 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.


859 --------* ABF BRAZIL FUND, SPC - LONG SHORT
SEGREGATED PORTFOLIO (4515409)
858 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
860 --------* ABF BRAZIL FUND, SPC - LONG TERM SEGREGATED
PORTFOLIO (4946478)
858 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
861 -------* BNY MELLON GLOBAL FUNDS, PLC (4525417) 811 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
862 --------* BNY MELLON GLOBAL DYNAMIC BOND FUND
(4525435)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
863 --------* BNY MELLON ABSOLUTE RETURN EQUITY FUND
(4525471)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
864 --------* BNY MELLON BRAZIL EQUITY FUND (4525480) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
865 --------* BNY MELLON SMALL CAP EUROLAND FUND
(4525529)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
866 --------* BNY MELLON GLOBAL PROPERTY SECURITIES
FUND (4525538)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
867 --------* BNY MELLON EMERGING MARKETS DEBT FUND
(4525547)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
868 --------* BNY MELLON EMERGING MARKETS DEBT LOCAL
CURRENCY FUND (4525556)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
869 --------* BNY MELLON EUROLAND BOND FUND (4525565) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
870 --------* BNY MELLON GLOBAL BOND FUND (4525574) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
871 --------* BNY MELLON GLOBAL HIGH YIELD BOND FUND
(4525583)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
872 --------* BNY MELLON S&P 500 INDEX TRACKER (4525592) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
873 --------* BNY MELLON US DYNAMIC VALUE FUND (4525613) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
874 --------* BNY MELLON EMERGING MARKETS CORPORATE
DEBT FUND (4525622)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
875 --------* BNY MELLON EUROPEAN CREDIT FUND (4525631) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
876 --------* BNY MELLON GLOBAL REAL RETURN FUND (GBP)
(4525668)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
877 --------* BNY MELLON GLOBAL EQUITY FUND (4525686) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
878 --------* BNY MELLON GLOBAL EQUITY INCOME FUND
(4525695)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
879 --------* BNY MELLON GLOBAL OPPORTUNITIES FUND
(4525707)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
880 --------* BNY MELLON LONG-TERM GLOBAL EQUITY FUND
(4525716)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
881 --------* BNY MELLON ASIAN EQUITY FUND (4525725) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
882 --------* BNY MELLON ABSOLUTE RETURN BOND FUND
(4548630)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
883 --------* BNY MELLON GLOBAL EMERGING MARKETS FUND
(4550147)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
884 --------* BNY MELLON EMERGING MARKETS DEBT
OPPORTUNISTIC FUND (4636582)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
885 --------* BNY MELLON JAPAN SMALL CAP EQUITY FOCUS
FUND (4636715)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
886 --------* BNY MELLON JAPAN ALL CAP EQUITY FUND
(4636724)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
887 --------* BNY MELLON ABSOLUTE INSIGHT FUND (4761224) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
888 --------* BNY MELLON US OPPORTUNITIES FUND (4761233) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
889 --------* BNY MELLON GLOBAL OPPORTUNISTIC BOND FUND
(4761251)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
890 --------* BNY MELLON ASIAN INCOME FUND (4802248) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
891 --------* BNY MELLON GLOBAL REAL RETURN FUND (EUR)
(4811071)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
892 --------* BNY MELLON GLOBAL REAL RETURN FUND (USD)
(4811080)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
893 --------* BNY MELLON DYNAMIC TOTAL RETURN FUND
(4890290)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
894 --------* BNY MELLON JAPAN REIT ALPHA FUND (4932163) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/

895 --------* BNY MELLON TARGETED RETURN BOND FUND
(4934439)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
896 --------* BNY MELLON GLOBAL CREDIT FUND (4977799) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
897 --------* BNY MELLON GLOBAL SHORT-DATED HIGH YIELD
BOND FUND (5089457)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
898 --------* BNY MELLON GLOBAL LEADERS FUND (5089475) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
899 --------* BNY MELLON ASIA RISING STARS FUND (5089493) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
900 --------* BNY MELLON U.S. EQUITY INCOME FUND (5089514) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
901 --------* BNY MELLON U.S. MUNICIPAL INFRASTRUCTURE
DEBT FUND (5121049)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
902 --------* BNY MELLON U.S. HIGH YIELD BETA FUND (5164420) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
903 --------* BNY MELLON DYNAMIC U.S. EQUITY FUND (5172902) 861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
904 --------* BNY MELLON GLOBAL UNCONSTRAINED FUND
(5189236)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
905 --------* BNY MELLON EMERGING MARKETS DEBT TOTAL
RETURN FUND (5190036)
861 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
906 -------* BNY MELLON INVESTMENTS SWITZERLAND GMBH
(4888363)
811 ZURICH SWITZERLAN
D (OTHER)
International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
907 ------* STANDISH MELLON ASSET MANAGEMENT (UK)
LIMITED (3031881)
805 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
908 ------* INSIGHT INVESTMENT MANAGEMENT LIMITED
(3099005)
805 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
909 -------* PARETO INVESTMENT MANAGEMENT LIMITED
(3306422)
908 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
910 --------* INSIGHT INVESTMENT AUSTRALIA PTY LTD
(3306516)
909 SYDNEY AUSTRALIA International Nonbank
Sub of Domestic
Entities
911 -------* INSIGHT INVESTMENT MANAGEMENT (GLOBAL)
LIMITED (4088239)
908 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
912 -------* INSIGHT INVESTMENT FUNDS MANAGEMENT
LIMITED (4088257)
908 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
913 --------* INSIGHT INVESTMENT DISCRETIONARY FUNDS
ICVC (4532602)
912 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
914 ---------* INSIGHT INVESTMENT UK INDEX-LINKED BOND
FUND (4532620)
913 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
915 ---------* INSIGHT INVESTMENT UK GOV'T ALL MATURITIES
BOND FUND (4532639)
913 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
916 ---------* INSIGHT INVESTMENT UK CORPORATE ALL
MATURITIES BOND FUND (4532648)
913 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
917 ---------* INSIGHT INVESTMENT UK GOV'T LONG MATURITIES
BOND FUND (4532666)
913 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
918 ---------* INSIGHT INVESTMENT UK BROAD MARKET BOND
FUND (4532684)
913 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
919 ---------* INSIGHT INVESTMENT UK CORPORATE LONG
MATURITIES BOND FUND (4532705)
913 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
920 -------* INSIGHT INVESTMENT SERVICES LIMITED (4088275) 908 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
921 -------* INSIGHT CONSUMER DEBT RECOVERY GP II LIMITED
(4485829)
908 ST. PETER
PORT
GUERNSEY International Nonbank
Sub of Domestic
Entities
922 --------* CONSUMER DEBT RECOVERY FUND II LP (4594981) 921 SAINT PETER
PORT
GUERNSEY International Nonbank
Sub of Domestic
Entities
923 -------* INSIGHT INVESTMENT MANAGEMENT (CHANNEL
ISLANDS) LIMITED (4761868)
908 ST. PETER
PORT
GUERNSEY International Nonbank
Sub of Domestic
Entities
924 -------* INSIGHT INVESTMENT MANAGEMENT (IRELAND)
LIMITED (5066533)
908 DUBLIN IRELAND International Nonbank
Sub of Domestic
Entities
925 ------* ARX INVESTIMENTOS LTDA (3780956) 805 RIO DE
JANEIRO
BRAZIL International Nonbank
Sub of Domestic
Entities
926 -------* BNY MELLON ALOCACAO DE PATRIMONIO LTDA.
(3780965)
925 RIO DE
JANEIRO
BRAZIL International Nonbank
Sub of Domestic
Entities
927 -------* ALTERNATIVE INVESTMENTS FUND, SPC (4946535) 925 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
928 --------* BNY MELLON ARX HEDGE CLASS (4515418) 927 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
929 --------* BNY MELLON ARX EXTRA CLASS (4946553) 927 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
930 --------* BNY MELLON ARX LONG SHORT CLASS (4946562) 927 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Ban


931 --------* BNY MELLON ARX LONG SHORT II CLASS (4946571) 927 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
932 --------* BNY MELLON ARX COMMODITIES CLASS (5121085) 927 GRAND
CAYMAN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
933 ------* BNY MELLON INTERNATIONAL ASSET MANAGEMENT
(HOLDINGS) LIMITED (4461869)
805 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
934 -------* BNY MELLON INTERNATIONAL ASSET MANAGEMENT
(HOLDINGS) NO. 1 LIMITED (4509967)
933 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
935 --------* SHELFCO LTD. (2950631) 934 NASSAU BAHAMAS,
THE
International Nonbank
Sub of Domestic
Entities
936 --------* WALTER SCOTT & PARTNERS LIMITED (3489697) 934 EDINBURGH SCOTLAND International Nonbank
Sub of Domestic
Entities
937 ---------* WALTER SCOTT MANAGED FUND (4503040) 936 EDINBURGH SCOTLAND International Nonbank
Sub of Domestic
Entities
938 -----* MELLON JV LIMITED (3446663) 804 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
939 ------* BNY MELLON INVESTMENT MANGEMENT HOLDINGS
(GERMANY) LIMITED (3417300)
938 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
940 -------* BNYM GCSP MMGP, LLC (3218169) 939 CHICAGO IL Domestic Entity Other
941 --------* BNYM GCSP GP INVESTORS, LLC (3218178) 940 CHICAGO IL Domestic Entity Other
942 ---------* COREPLUS PRIVATE EQUITY PARTNERS QP, L.P.
(3218570)
941 CHICAGO IL Domestic Entity Other
943 ---------* COREPLUS PRIVATE EQUITY PARTNERS GMBH &
CO. KG (3219090)
941 DUSSELDORF GERMANY International Nonbank
Sub of Domestic
Entities
944 ----------* COREPLUS BETEILIGUNGSVERWALTUNG GMBH
(3218600)
943 DUSSELDORF GERMANY International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.


Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal


945 ----------* COREPLUS VERWALTUNGSGESELLSCHAFT GMBH
(3219120)
943 DUSSELDORF GERMANY International Nonbank
Sub of Domestic
Entities
946 ---------* COREPLUS (CAYMANS) LTD. (3219111) 941 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
947 ----------* COREPLUS (CAYMANS) SUB A, LTD. (3218561) 946 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
948 -------* C&S PRIVATE EQUITY INVESTORS GMBH (3218187) 939 DUSSELDORF GERMANY International Nonbank
Sub of Domestic
Entities
949 --------* BNYM GCSP GP INVESTORS, LLC (3218178) 948 CHICAGO IL Domestic Entity Other
950 ---------* COREPLUS PRIVATE EQUITY PARTNERS QP, L.P.
(3218570)
949 CHICAGO IL Domestic Entity Other
951 ---------* COREPLUS PRIVATE EQUITY PARTNERS GMBH &
CO. KG (3219090)
949 DUSSELDORF GERMANY International Nonbank
Sub of Domestic
Entities
952 ----------* COREPLUS BETEILIGUNGSVERWALTUNG GMBH
(3218600)
951 DUSSELDORF GERMANY International Nonbank
Sub of Domestic
Entities
953 ----------* COREPLUS VERWALTUNGSGESELLSCHAFT GMBH
(3219120)
951 DUSSELDORF GERMANY International Nonbank
Sub of Domestic
Entities
954 ---------* COREPLUS (CAYMANS) LTD. (3219111) 949 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
955 ----------* COREPLUS (CAYMANS) SUB A, LTD. (3218561) 954 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
956 --------* BNYM GCS 2 GP INVESTORS, LLC (3249912) 948 CHICAGO IL Domestic Entity Other
957 ---------* SPECIAL PRIVATE EQUITY PARTNERS II, L.P.
(3249921)
956 CHICAGO IL Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal


958 ---------* SPECIAL PEP II (CAYMANS), LIMITED (3459298) 956 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
959 ----------* SPECIAL PEP II (CAYMANS) SUB. A, LIMITED
(3459300)
958 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
960 -------* PMG SPECIAL PEP PARTNERS, L.L.C., THE (3218619) 939 CHICAGO IL Domestic Entity Other
961 --------* PMG SPECIAL PEP INVESTORS, L.L.C., THE
(3218646)
960 CHICAGO IL Domestic Entity Other
962 ---------* SPECIAL PRIVATE EQUITY PARTNERS, L.P.
(3218655)
961 CHICAGO IL Domestic Entity Other
963 ---------* SPECIAL PEP (CAYMANS), LTD. (3219139) 961 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
964 ----------* SPECIAL PEP (CAYMANS) SUB. A., LTD. (3218673) 963 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
965 ----------* SPECIAL PEP (CAYMANS) SUB. B., LTD. (3286083) 963 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
966 -------* PMG-NG PRIVATE EQUITY PARTNERS, LLC, THE
(3218691)
939 CHICAGO IL Domestic Entity Other
967 -------* BNYM GCS 2 MMGP, LLC (3249903) 939 CHICAGO IL Domestic Entity Other
968 --------* BNYM GCS 2 GP INVESTORS, LLC (3249912) 967 CHICAGO IL Domestic Entity Other
969 ---------* SPECIAL PRIVATE EQUITY PARTNERS II, L.P.
(3249921)
968 CHICAGO IL Domestic Entity Other
970 ---------* SPECIAL PEP II (CAYMANS), LIMITED (3459298) 968 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
971 ----------* SPECIAL PEP II (CAYMANS) SUB. A, LIMITED
(3459300)
970 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
972 -------* BNY MELLON FUND MANAGEMENT (LUXEMBOURG)
S.A. (3919448)
939 LUXEMBOURG LUXEMBOUR
G
International Nonbank
Sub of Domestic
Entities

973 ---* BNY MELLON INVESTMENTS CTA, LLC (4594422) 436 WILMINGTON DE Domestic Entity Other
974 ---* BNY MELLON INVESTMENT MANAGEMENT APAC LP
(4628840)
436 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
975 ----* BNY MELLON INVESTMENT MANAGEMENT (APAC)
HOLDINGS LIMITED (3250374)
974 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
976 -----* BNY MELLON ASSET MANAGEMENT JAPAN LIMITED
(2763215)
975 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
977 ------* INJ EUROPEAN BOND FUND 2014 (4880394) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
978 ------* INJ EUROPEAN BOND FUND 2015 (4977780) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
979 ------* BNY MELLON REAL RETURN FUND B (NON-HEDGED)
(4977865)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
980 ------* BNY MELLON REAL RETURN FUND A (HEDGED)
(4977874)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
981 ------* NM US CORE PLUS BOND FUND F (4977883) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
982 -------* NM US CORE PLUS BOND MOTHER FUND (5109944) 981 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
983 ------* NM US CORE PLUS BOND FUND FVA (4977892) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
984 -------* NM US CORE PLUS BOND MOTHER FUND (5109944) 983 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
985 ------* NM US CORE PLUS BOND FUND FD (4977904) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve


986 -------* NM US CORE PLUS BOND MOTHER FUND (5109944) 985 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
987 ------* NM US CORE PLUS BOND FUND FC (4977913) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
988 -------* NM US CORE PLUS BOND MOTHER FUND (5109944) 987 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
989 ------* ALJ GLOBAL BANK LOAN FUND 2015 (4977922) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
990 ------* JAPAN SMALL CAP EQUITY FOCUS FUND (4984809) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
991 -------* JAPAN SMALL CAP EQUITY FOCUS MOTHER FUND
(5110203)
990 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
992 ------* US MANUFACTURING EQUITY FUND (4994059) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
993 -------* US MANUFACTURING EQUITY MOTHER FUND
(5109926)
992 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
994 ------* BNY MELLON EMERGING MARKETS HIGH INCOME
BALANCE (MONTHLY DIVIDEND DISTRIBUTION TYPE)
(4994161)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
995 ------* PACIFIC EQUITY INCOME FUND (MONTHLY DIVIDEND
DISTRIBUTION TYPE) (4994170)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
996 ------* EMERGING MARKETS EQUITY INCOME FUND
(MONTHLY DIVIDEND DISTRIBUTION TYPE) (4994189)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
997 ------* BNY MELLON BRAZIL INFRASTRUCTURE AND
CONSUMPTION EQUITY FUND (4995300)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.

998 ------* MONEY PORTFOLIO FUND (5000304) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
999 -------* MONEY PORTFOLIO MOTHER FUND (5109935) 998 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1000 ------* TOPPING FUND (5000313) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1001 ------* MELLON WORLD EMERGING SOVEREIGN FUND
(ANNUAL DIVIDEND DISTRIBUTION TYPE) (5000340)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1002 -------* WORLD EMERGING SOVEREIGN MOTHER FUND
(5109887)
1001 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1003 ------* MELLON WORLD EMERGING SOVEREIGN FUND
(MONTHLY DIVIDEND DISTRIBUTION TYPE) (5000359)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1004 -------* WORLD EMERGING SOVEREIGN MOTHER FUND
(5109887)
1003 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1005 ------* ICHIYOSHI GROWTH 1 (5000377) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1006 -------* MID-SMALLER GROWTH EQUITY MOTHER FUND
(5109850)
1005 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1007 ------* WORLD EMERGING SOVEREIGN FUND (5000386) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1008 -------* WORLD EMERGING SOVEREIGN MOTHER FUND
(5109887)
1007 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1009 ------* NM ABC OPEN FUND (5000407) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the

1010 -------* NM ABC MOTHER FUND (5109869) 1009 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1011 ------* MID-SMALLER GROWTH EQUITY FUND VA (5000416) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1012 -------* MID-SMALLER GROWTH EQUITY MOTHER FUND
(5109850)
1011 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1013 ------* BNY MELLON REAL RETURN FUND - QUARTERLY
DIVIDEND DISTRIBUTION TYPE (NON-HEDGED) (5000425)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1014 ------* BNY MELLON REAL RETURN FUND - QUARTERLY
DIVIDEND DISTRIBUTION TYPE (HEDGED) (5000434)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1015 ------* JAPAN MID SMALL GROWTH EQUITY ACTIVE FUND
(5000443)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1016 -------* JAPAN MID SMALL GROWTH EQUITY ACTIVE
MOTHER FUND (5109962)
1015 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1017 ------* WOMENOMICS JAPAN EQUITY FUND (5000452) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1018 -------* WOMENOMICS JAPAN EQUITY MOTHER FUND
(5109999)
1017 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1019 ------* GLOBAL FINTECH RELATED EQUITY FUND (FOR
QUALIFIED INSTITUTIONAL INVESTOR ONLY) (5000470)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1020 ------* JAPAN REVIVAL GROWTH EQUITY FUND (5000489) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1021 -------* JAPAN REVIVAL GROWTH EQUITY MOTHER FUND
(5109980)
1020 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities

1022 ------* BNY MELLON GLOBAL CB FUND 2016-04 (5000500) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1023 ------* BNY MELLON EMERGING MARKETS SOVEREIGN
BOND FUND (JPY HEDGED) (5013489)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1024 ------* BNY MELLON EMERGING MARKETS HIGH INCOME
BALANCE (ANNUAL DIVIDEND DISTRIBUTION TYPE)
(5013498)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1025 ------* ALJ GLOBAL BANK LOAN FUND 2016 (ONSHORE)
(5013519)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1026 ------* INJ EUROPEAN BOND FUND 2016 (5013528) 976 TOYKO JAPAN International Nonbank
Sub of Domestic
Entities
1027 ------* BNY MELLON GLOBAL CB FUND 2016-07 (5043776) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1028 ------* BNY MELLON REAL RETURN FUND FOR SMA
(HEDGED) (5047493)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1029 ------* BNY MELLON JAPAN EQUITY DYNAMIC STRATEGY
FUND (5067576)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1030 ------* BNY MELLON GLOBAL CB FUND 2016-11 (5085477) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1031 ------* WORLD EMERGING SOVEREIGN FUND (FOF FOR
QUALIFIED INSTITUTIONAL INVESTOR ONLY) (5085570)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1032 -------* WORLD EMERGING SOVEREIGN MOTHER FUND
(5109887)
1031 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1033 ------* MID-SMALLER GROWTH EQUITY MOTHER FUND
(5109850)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
1034 ------* NM ABC MOTHER FUND (5109869) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1035 ------* WORLD EMERGING SOVEREIGN MOTHER FUND
(5109887)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1036 ------* US MANUFACTURING EQUITY MOTHER FUND
(5109926)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1037 ------* MONEY PORTFOLIO MOTHER FUND (5109935) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1038 ------* NM US CORE PLUS BOND MOTHER FUND (5109944) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1039 ------* JAPAN MID SMALL GROWTH EQUITY ACTIVE MOTHER
FUND (5109962)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1040 ------* JAPAN REVIVAL GROWTH EQUITY MOTHER FUND
(5109980)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1041 ------* WOMENOMICS JAPAN EQUITY MOTHER FUND
(5109999)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1042 ------* JAPAN SMALL CAP EQUITY FOCUS MOTHER FUND
(5110203)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1043 ------* US INFRASTRUCTURE EQUITY FUND HEDGED (FOR
QUALIFIED INSTITUTIONAL INVESTOR ONLY) (5121067)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1044 -------* US INFRASTRUCTURE EQUITY MOTHER FUND
(5122792)
1043 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1045 ------* US INFRASTRUCTURE EQUITY FUND NON-HEDGED
(FOR QUALIFIED INSTITUTIONAL INVESTOR ONLY)
(5121115)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the

1046 -------* US INFRASTRUCTURE EQUITY MOTHER FUND
(5122792)
1045 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1047 ------* US INFRASTRUCTURE EQUITY MOTHER FUND
(5122792)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1048 ------* GLOBAL IOT RELATED EQUITY FUND HEDGED (FOR
QUALIFIED INSTITUTIONAL INVESTORS ONLY) (5125300)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1049 -------* GLOBAL IOT RELATED EQUITY MOTHER FUND
(5126316)
1048 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1050 ------* JM2 GLOBAL BANK LOAN FUND 2017 (ONSHORE)
(5125319)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1051 ------* GLOBAL IOT RELATED EQUITY FUND NON-HEDGED
(FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY)
(5125328)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1052 -------* GLOBAL IOT RELATED EQUITY MOTHER FUND
(5126316)
1051 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1053 ------* GLOBAL IOT RELATED EQUITY MOTHER FUND
(5126316)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1054 ------* BNY MELLON JAPAN SMALL-MID CAP EQUITY
DYNAMIC STRATEGY FUND (5145951)
976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1055 ------* JM1 EUROPEAN BOND FUND 2017 (5164345) 976 TOKYO JAPAN International Nonbank
Sub of Domestic
Entities
1056 -----* BNY MELLON INVESTMENT MANAGEMENT AUSTRALIA
LTD. (3212765)
975 SYDNEY AUSTRALIA International Nonbank
Sub of Domestic
Entities
1057 -----* BNY MELLON INVESTMENT MANAGEMENT HONG
KONG LIMITED (3819070)
975 HONG KONG HONG KONG International Nonbank
Sub of Domestic
Entities
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
1058 ------* BNY MELLON IM KOREA LIMITED (4194194) 1057 SEOUL KOREA,
SOUTH
International Nonbank
Sub of Domestic
Entities
1059 ------* BNY MELLON INVESTMENT MANAGEMENT
(SHANGHAI) LIMITED (5191622)
1057 SHANGHAI CHINA,
PEOPLES
REPUBLIC OF
International Nonbank
Sub of Domestic
Entities
1060 -----* BNY MELLON INVESTMENT MANAGEMENT
SINGAPORE PTE. LIMITED (4588207)
975 SINGAPORE SINGAPORE International Nonbank
Sub of Domestic
Entities
1061 -----* STANDISH MELLON ASSET MANAGEMENT
(SINGAPORE) PTE. LIMITED (4868842)
975 SINGAPORE SINGAPORE International Nonbank
Sub of Domestic
Entities
1062 ----* BNY MELLON INVESTMENT MANAGEMENT (JERSEY)
NO. 2 LIMITED (4631644)
974 ST. HELIER JERSEY International Nonbank
Sub of Domestic
Entities
1063 ---* BNYM CSIM FUNDING LLC (4725011) 436 WILMINGTON DE Domestic Entity Other
1064 ----* CENTERSQUARE VALUE-ADDED FUND III, L.P.
(4780300)
1063 PLYMOUTH
MEETING
PA Domestic Entity Other
1065 ---* BNYM RECAP HOLDINGS, LLC (4794754) 436 NEW YORK NY Domestic Entity Other
1066 ----* AMHERST CAPITAL MANAGEMENT LLC (4794763) 1065 NEW YORK NY Domestic Entity Other
1067 -----* AMHERST RECAP CRE GP I LLC (4837914) 1066 NEW YORK NY Domestic Entity Other
1068 ------* AMHERST RECAP LEVERAGED CRE FUND I LP
(4888402)
1067 DOVER DE Domestic Entity Other
1069 -------* ACM CRE FUND I-L, LP (5040841) 1068 DOVER DE Domestic Entity Other
1070 ------* COMMERCIAL REAL ESTATE SENIOR TRANSITIONAL
LOAN FUND LP (4890414)
1067 DOVER DE Domestic Entity Other

1071 -------* + ACM CRE FUND I, LP (5040636) 1070 DOVER DE Domestic Entity Other
1072 ------* ACM CRE FUND I, LP (5040636) 1067 DOVER DE Domestic Entity Other
1073 ------* ACM CRE FUND I-L, LP (5040841) 1067 DOVER DE Domestic Entity Other
1074 -----* AMHERST RECAP LEVERAGED CRE FUND I LP
(4888402)
1066 DOVER DE Domestic Entity Other
1075 ------* ACM CRE FUND I-L, LP (5040841) 1074 DOVER DE Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
1076 -----* AMHERST CAPITAL FINANCE LLC (4890339) 1066 NEW YORK NY Domestic Entity Other
1077 -----* COMMERCIAL REAL ESTATE SENIOR TRANSITIONAL
LOAN FUND LP (4890414)
1066 DOVER DE Domestic Entity Other
1078 ------* + ACM CRE FUND I, LP (5040636) 1077 DOVER DE Domestic Entity Other
1079 -----* US SINGLE FAMILY EQUITY GP LLC (4984818) 1066 NEW YORK NY Domestic Entity Other
1080 ------* US SINGLE FAMILY EQUITY FUND LP (4984827) 1079 DOVER DE Domestic Entity Other
1081 -----* US SINGLE FAMILY EQUITY FUND LP (4984827) 1066 DOVER DE Domestic Entity Other
1082 ---* DREYFUS GLOBAL INFRASTRUCTURE FUND (4850016) 436 NEW YORK NY Domestic Entity Other
1083 ---* BNY INVESTMENT STRATEGY AND SOLUTIONS GROUP,
LLC (4890311)
436 BOSTON MA Domestic Entity Other
1084 ---* TIBER CAPITAL MANAGEMENT, LLC (4890722) 436 NEW YORK NY Domestic Entity Other
1085 ----* ALTERNATIVE HOLDINGS II, LLC (3897377) 1084 NEW YORK NY Domestic Entity Other
1086 -----* COMMERCIAL REAL ESTATE SENIOR TRANSITIONAL
LOAN FUND LP (4890414)
1085 DOVER DE Domestic Entity Other
1087 ------* + ACM CRE FUND I, LP (5040636) 1086 DOVER DE Domestic Entity Other
1088 ---* BNY MELLON ABSOLUTE INSIGHT MULTI-STRATEGY
FUND (4934420)
436 NEW YORK NY Domestic Entity Other
1089 ---* DREYFUS ALCENTRA GLOBAL CREDIT INCOME 2024
TARGET TERM FUND, INC. (5173851)
436 NEW YORK NY Domestic Entity Other
1090 ---* BNY MELLON INSIGHT BROAD OPPORTUNITIES FUND
(5188163)
436 NEW YORK NY Domestic Entity Other
1091 ---* DREYFUS GLOBAL MULTI-ASSET INCOME FUND
(5190513)
436 NEW YORK NY Domestic Entity Other
1092 -* BNY MELLON, NATIONAL ASSOCIATION (934329) 1 PITTSBURGH PA National Bank
1093 --* TBC SECURITIES CO., INC. (2086987) 1092 BOSTON MA Domestic Entity Other
1094 --* MELLON PRIVATE EQUITY, LLC (4509109) 1092 NEW YORK NY Domestic Entity Other
1095 ---* FUGIO VC FUND II, LP (4509118) 1094 PITTSBURGH PA Domestic Entity Other
1096 ---* FUGIO VC FUND I, LP (4509127) 1094 PITTSBURGH PA Domestic Entity Other
1097 ---* FUGIO VC FUND III, LP (4509136) 1094 PITTSBURGH PA Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.


1098 ---* FUGIO VC FUND IV, LP (4509145) 1094 PITTSBURGH PA Domestic Entity Other
1099 ---* FUGIO PRIVATE EQUITY FUND VI, LP (4509154) 1094 PITTSBURGH PA Domestic Entity Other
1100 ---* FUGIO PRIVATE EQUITY FUND V, LP (4509163) 1094 PITTSBURGH PA Domestic Entity Other
1101 ---* FUGIO PRIVATE EQUITY FUND VII, LP (4509172) 1094 PITTSBURGH PA Domestic Entity Other
1102 ---* FUGIO PRIVATE EQUITY FUND VIII, LP (4657158) 1094 PITTSBURGH PA Domestic Entity Other
1103 ---* FUGIO PRIVATE EQUITY FUND IX, LP (4935034) 1094 PITTSBURGH PA Domestic Entity Other
1104 --* FUGIO PARTNERS FUND II, LLC (4509181) 1092 PITTSBURGH PA Domestic Entity Other
1105 --* FUGIO PARTNERS FUND III, LLC (4509202) 1092 PITTSBURGH PA Domestic Entity Other
1106 --* FUGIO CAYMAN FUND II LTD. (4902540) 1092 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
1107 --* FUGIO CAYMAN FUND III LTD. (4902559) 1092 GEORGE
TOWN
CAYMAN
ISLANDS
International Nonbank
Sub of Domestic
Entities
1108 -* B.N.Y. HOLDINGS (DELAWARE) CORPORATION (1023220) 1 WILMINGTON DE Financial Holding
Company - Domestic
1109 --* BNY MELLON TRUST OF DELAWARE (488318) 1108 WILMINGTON DE Non-member Bank
1110 ---* HARBORWALK PRIVATE TRUST (4498315) 1109 BOSTON MA Domestic Entity Other
1111 ----* INTERNATIONAL EQUITY FUND (4498351) 1110 BOSTON MA Domestic Entity Other
1112 ----* EMERGING MARKETS EQUITY FUND (4498360) 1110 BOSTON MA Domestic Entity Other
1113 ---* BNY MELLON WEALTH MANAGEMENT TRUST, THE
(4509976)
1109 GREENVILLE DE Domestic Entity Other
1114 ---* GSL REINVESTMENT TRUST (4509994) 1109 NEWARK DE Domestic Entity Other
1115 -* BNY MELLON COMMUNITY DEVELOPMENT
CORPORATION (1152933)
1 PITTSBURGH PA Domestic Entity Other
1116 -* MELLON FUNDING CORPORATION (1637270) 1 PITTSBURGH PA Domestic Entity Other
1117 -* BNY MELLON TRUST COMPANY OF ILLINOIS (1971901) 1 CHICAGO IL Non-deposit Trust
Company - Nonmember
1118 -* BNY AURORA HOLDING CORP. (2338800) 1 NEW YORK NY Domestic Entity Other
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions Matching Selection Rule.
+ For purposes of Regulation Y, the top-tier reporter's ownership level in this banking organization does not meet the
definition of
"control"; however, the ownership level does meet the FR Y-10 reportability criteria as this banking relationship is
regulated by the
Federal Reserve.
^ Although this relationship is not governed by U.S. banking statutes, it is included because it is of interest to the
Federal Reserve.
1119 -* BNY CAPITAL MARKETS HOLDINGS, INC. (2535261) 1 NEW YORK NY Domestic Entity Other
1120 --* BNY CAPITAL CORPORATION (1033407) 1119 NEW YORK NY Finance Company
1121 ---* BNY TRADE INSURANCE, LTD. (2084554) 1120 HAMILTON BERMUDA International Nonbank
Sub of Domestic
Entities
1122 ---* HAMILTON INSURANCE CORP. (4045876) 1120 MELVILLE NY Domestic Entity Other
1123 --* BNY MELLON CAPITAL MARKETS, LLC (1380240) 1119 NEW YORK NY Securities
Broker/Dealer
1124 --* BNY MARKETS LIMITED (2562771) 1119 LONDON ENGLAND International Nonbank
Sub of Domestic
Entities
1125 ---* + BNY MELLON CSD (4588195) 1124 BRUSSELS BELGIUM International Nonbank
Sub of Domestic
Entities
Total Records: 1125 (with 788 unique institutions)
Report created: 1/10/2018
Hierarchy report with the following institution types: Commercial Bank, Cooperative Bank, Credit Union, Edge/Agreement
Corporation, Financial Holding Company, Holding Company, Industrial Bank, Insurance Co. Broker/Agent/Underwriter,
Nondepository Trust Company, Other Company, Savings Bank, Savings and Loan Association, the Securities
Broker/Dealer/Underwriter, Farm Credit System Institution, and Savings and Loan Holding Company
Seq
Num Name (RSSD ID)
Parent
Seq City
State or
Country Entity Type
BANK OF NEW YORK MELLON CORPORATION, THE (3587146)
as of 01/10/2018
* Institutions


https://www.ffiec.gov/nicpubweb/nicweb/OrgHierarchySearchForm.aspx?parID_RSSD=3587146&parDT_END=99991231