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Form SC 13G - Statement of acquisition of beneficial ownership by individuals:SEC Accession No. 0001104659-21-035946
Filing Date
2021-03-15
Accepted
2021-03-15 08:21:21
Documents
2
Group Members
ANT GROUP CO., LTD.ANTFIN (HONG KONG) HOLDING LTDHANGZHOU YUNQIANG ENTERPRISE MANAGEMENT CONSULTING CO., LTD.
Document Format Files

Seq Description Document Type Size
1 SC 13G a21-9713_1sc13g.htm SC 13G 113668
2 EX-99.1 a21-9713_1ex99d1.htm EX-99.1 16129
Complete submission text file 0001104659-21-035946.txt 131621
Mailing Address
26/F, TOWER ONE, TIMES SQUARE
1 MATHESON ST, CAUSEWAY BAY
HONG KONG K3 00000
Business Address
26/F, TOWER ONE, TIMES SQUARE
1 MATHESON ST, CAUSEWAY BAY
HONG KONG K3 00000
852-2215-5100
API (Hong Kong) Investment Ltd (Filed by) CIK: 0001729003 (see all company filings)
IRS No.: 000000000 | State of Incorp.: K3 | Fiscal Year End: 1231
Type: SC 13G

Mailing Address
ROOM 212, CHAO YANG SHOU FU,
8 CHAO YANG MEN NEI ST, DONGCHENG DIST
BEIJING F4 100010
Business Address
ROOM 212, CHAO YANG SHOU FU,
8 CHAO YANG MEN NEI ST, DONGCHENG DIST
BEIJING F4 100010
86-10-5717-6925
Phoenix Tree Holdings Ltd (Subject) CIK: 0001785154 (see all company filings)
IRS No.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: SC 13G | Act: 34 | File No.: 005-92235 | Film No.: 21739914
SIC: 6513 Operators of Apartment Buildings
Office of Real Estate & Construction

https://www.sec.gov/Archives/edgar/data/1785154/000110465921035946/0001104659-21-035946-index.htm

 

0001104659-21-035946.txt : 20210315 0001104659-21-035946.hdr.sgml : 20210315 20210315082121 ACCESSION NUMBER: 0001104659-21-035946 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 GROUP MEMBERS: ANT GROUP CO., LTD. GROUP MEMBERS: ANTFIN (HONG KONG) HOLDING LTD GROUP MEMBERS: HANGZHOU YUNQIANG ENTERPRISE MANAGEMENT CONSULTING CO., LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Phoenix Tree Holdings Ltd CENTRAL INDEX KEY: 0001785154 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF APARTMENT BUILDINGS [6513] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-92235 FILM NUMBER: 21739914 BUSINESS ADDRESS: STREET 1: ROOM 212, CHAO YANG SHOU FU, STREET 2: 8 CHAO YANG MEN NEI ST, DONGCHENG DIST CITY: BEIJING STATE: F4 ZIP: 100010 BUSINESS PHONE: 86-10-5717-6925 MAIL ADDRESS: STREET 1: ROOM 212, CHAO YANG SHOU FU, STREET 2: 8 CHAO YANG MEN NEI ST, DONGCHENG DIST CITY: BEIJING STATE: F4 ZIP: 100010 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: API (Hong Kong) Investment Ltd CENTRAL INDEX KEY: 0001729003 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 26/F, TOWER ONE, TIMES SQUARE STREET 2: 1 MATHESON ST, CAUSEWAY BAY CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-2215-5100 MAIL ADDRESS: STREET 1: 26/F, TOWER ONE, TIMES SQUARE STREET 2: 1 MATHESON ST, CAUSEWAY BAY CITY: HONG KONG STATE: K3 ZIP: 00000 SC 13G 1 a21-9713_1sc13g.htm SC 13G

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(Amendment No. )*

 

Phoenix Tree Holdings Limited

(Name of Issuer)

 

Class A Ordinary Shares, par value US$0.00002 per share

(Title of Class of Securities)

 

719156101(1)

(CUSIP Number)

 

December 31, 2020

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o  Rule 13d-1(b)

 

o  Rule 13d-1(c)

 

x  Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


(1) This CUSIP number applies to the Issuer’s American Depositary Shares, each representing 10 Class A ordinary shares.

 

 

 


 

SCHEDULE 13G

 

CUSIP No.

 

719156101

 

 

1

Names of Reporting Persons

 

Ant Group Co., Ltd. (formerly known as “Ant Small and Micro Financial Services Group Co., Ltd.”)

2

Check the appropriate box if a member of a Group (see instructions)

 

(a)  o
(b)  o

3

SEC Use Only

4

Citizenship or Place of Organization

 

People’s Republic of China

Number of
Shares
Beneficially
Owned by Each
Reporting Person
With:

 

5

Sole Voting Power

 

158,000,658 Class A ordinary shares

6

Shared Voting Power

 

0

7

Sole Dispositive Power

 

158,000,658 Class A ordinary shares

8

Shared Dispositive Power

 

0

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

158,000,658 Class A ordinary shares

10

Check if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

o

11

Percent of class represented by amount in row (9)

 

10.0% of Class A ordinary shares (or 8.6% of the total ordinary shares assuming conversion of all outstanding Class B ordinary shares into the same number of Class A ordinary shares)*

12

Type of Reporting Person (See Instructions)

 

CO

 

*                 The percentages used in this Schedule 13G are calculated based on a total of 1,828,846,182 ordinary shares, comprising 1,582,846,182 Class A ordinary shares and 246,000,000 Class B ordinary shares, of the Issuer issued and outstanding (i) as reported in the Issuer’s Annual Report on Form 20-F for the fiscal year ended December 31, 2019, filed on April 29, 2020, and (ii) as of June 10, 2020, as reported in the Issuer’s Current Report on Form 6-K for the month of June 2020, filed on June 11, 2020. Beneficial ownership information is presented as of December 31, 2020.

 

2


 

1

Names of Reporting Persons

 

Hangzhou Yunqiang Enterprise Management Consulting Co., Ltd.

2

Check the appropriate box if a member of a Group (see instructions)

 

(a)  o
(b)  o

3

SEC Use Only

4

Citizenship or Place of Organization

 

People’s Republic of China

Number of
Shares
Beneficially
Owned by Each
Reporting Person
With:

 

5

Sole Voting Power

 

135,778,438 Class A ordinary shares

6

Shared Voting Power

 

0

7

Sole Dispositive Power

 

135,778,438 Class A ordinary shares

8

Shared Dispositive Power

 

0

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

135,778,438 Class A ordinary shares

10

Check if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

o

11

Percent of class represented by amount in row (9)

 

8.6% of Class A ordinary shares (or 7.4% of the total ordinary shares assuming conversion of all outstanding Class B ordinary shares into the same number of Class A ordinary shares)*

12

Type of Reporting Person (See Instructions)

 

CO

 

*                 The percentages used in this Schedule 13G are calculated based on a total of 1,828,846,182 ordinary shares, comprising 1,582,846,182 Class A ordinary shares and 246,000,000 Class B ordinary shares, of the Issuer issued and outstanding (i) as reported in the Issuer’s Annual Report on Form 20-F for the fiscal year ended December 31, 2019, filed on April 29, 2020, and (ii) as of June 10, 2020, as reported in the Issuer’s Current Report on Form 6-K for the month of June 2020, filed on June 11, 2020. Beneficial ownership information is presented as of December 31, 2020.

 

3


 

1

Names of Reporting Persons

 

Antfin (Hong Kong) Holding Limited

2

Check the appropriate box if a member of a Group (see instructions)

 

(a)  o
(b)  o

3

SEC Use Only

4

Citizenship or Place of Organization

 

Hong Kong Special Administrative Region

Number of
Shares
Beneficially
Owned by Each
Reporting Person
With:

 

5

Sole Voting Power

 

135,778,438 Class A ordinary shares

6

Shared Voting Power

 

0

7

Sole Dispositive Power

 

135,778,438 Class A ordinary shares

8

Shared Dispositive Power

 

0

9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

135,778,438 Class A ordinary shares

10

Check if the aggregate amount in row (9) excludes certain shares (See Instructions)

 

o

11

Percent of class represented by amount in row (9)

 

8.6% of Class A ordinary shares (or 7.4% of the total ordinary shares assuming conversion of all outstanding Class B ordinary shares into the same number of Class A ordinary shares)*

12

Type of Reporting Person (See Instructions)

 

CO

 

*                 The percentages used in this Schedule 13G are calculated based on a total of 1,828,846,182 ordinary shares, comprising 1,582,846,182 Class A ordinary shares and 246,000,000 Class B ordinary shares, of the Issuer issued and outstanding (i) as reported in the Issuer’s Annual Report on Form 20-F for the fiscal year ended December 31, 2019, filed on April 29, 2020, and (ii) as of June 10, 2020, as reported in the Issuer’s Current Report on Form 6-K for the month of June 2020, filed on June 11, 2020. Beneficial ownership information is presented as of December 31, 2020.

 

4


 

Item 1.

 

(a)                                       Name of Issuer:

 

Phoenix Tree Holdings Limited

 

(b)                                       Address of Issuer’s Principal Executive Offices:

 

Room 212, Chao Yang Shou Fu

8 Chao Yang Men Nei Street

Dongcheng District, Beijing 100010

People’s Republic of China

 

Item 2.

 

(a)                                       Name of Person Filing:

 

(i)                                           Ant Group Co., Ltd., a company organized under the law of the People’s Republic of China (“Ant Group”);

 

(ii)                                      Hangzhou Yunqiang Enterprise Management Consulting Co., Ltd., a company organized under the laws of the People’s Republic of China (“Hangzhou Yunqiang”) and a wholly-owned subsidiary of Ant Group; and

 

(iii)                                 Antfin (Hong Kong) Holding Limited, a company organized under the law of the Hong Kong Special Administrative Region (“Antfin Hong Kong”) and a wholly-owned subsidiary of Hangzhou Yunqiang.

 

(b)                                       Address of Principal Business Office or, if None, Residence:

 

(i)                                           The address of the principal business office of Ant Group is Z Space, No. 556 Xixi Road, Hangzhou, China.

 

(ii)                                      The address of the principal business office of Hangzhou Yunqiang is Z Space, No. 556 Xixi Road, Hangzhou, China.

 

(iii)                                 The address of the principal business office of Antfin Hong Kong is 26/F, Tower One, Times Square, 1 Matheson Street, Causeway Bay, Hong Kong.

 

(c)                                        Citizenship:

 

Each of Ant Group and Hangzhou Yunqiang is organized under the law of the People’s Republic of China. Antfin Hong Kong is organized under the law of Hong Kong Special Administrative Region.

 

(d)                                       Title and Class of Securities:

 

Class A ordinary shares, par value US$0.00002 per share

 

(e)                                        CUSIP No.:

 

719156101

 

Item 3.                                      If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not applicable.

 

5


 

Item 4.        Ownership

 

Reporting Person(1)

 

Amount
beneficially
owned

 

Percent of
class

 

Sole power to vote
or direct to vote

 

Shared
power
to
vote or
to
direct
the
vote

 

Sole power
to
dispose or
to
direct the
disposition
of
(1)

 

Shared
power
to dispose
or
to direct
the
disposition
of

 

Ant Group

 

158,000,658

 

10.0

%(2)

158,000,658

(2)

0

 

158,000,658

 

0

 

Hangzhou Yunqiang

 

135,778,438

 

8.6

%(3)

135,778,438

(3)

0

 

135,778,438

 

0

 

Antfin Hong Kong

 

135,778,438

 

8.6

%(3)

135,778,438

(3)

0

 

135,778,438

 

0

 

 


(1)                                       As of December 31, 2020, (i) Antfin Hong Kong directly owned 135,778,438, or 8.6%, of the Issuer’s Class A ordinary shares, and (ii) Alipay (Hong Kong) Holding Limited (“Alipay HK”) directly owned 22,222,220, or 1.4%, of the Issuer’s Class A ordinary shares in the form of 2,222,222 ADSs. Antfin Hong Kong is a wholly-owned subsidiary of Hangzhou Yunqiang, and Hangzhou Yunqiang is a wholly-owned subsidiary of Ant Group. Alipay HK is an indirect wholly-owned subsidiary of Ant Group. Accordingly, Ant Group may thereby be deemed to beneficially own the 135,778,438 Class A ordinary shares directly owned by Antfin Hong Kong and beneficially owned by Hangzhou Yunqiang, as well as the 22,222,220 Class A ordinary shares in the form of 2,222,222 ADSs directly owned by Alipay HK.

 

(2)                                       Represent 10.0% of Class A ordinary shares (or 8.6% of total ordinary shares assuming conversion of all outstanding Class B ordinary shares into the same number of Class A ordinary shares). Calculated based on a total of 1,828,846,182 ordinary shares, comprising 1,582,846,182 Class A ordinary shares and 246,000,000 Class B ordinary shares, of the Issuer issued and outstanding (i) as reported in the Issuer’s Annual Report on Form 20-F for the fiscal year ended December 31, 2019, filed on April 29, 2020, and (ii) as of June 10, 2020, as reported in the Issuer’s Current Report on Form 6-K for the month of June 2020, filed on June 11, 2020. Beneficial ownership information is presented as of December 31, 2020.

 

(3)                                       Represent 8.6% of Class A ordinary shares (or 7.4% of the total ordinary shares assuming conversion of all outstanding Class B ordinary shares into the same number of Class A ordinary shares). Calculated based on a total of 1,828,846,182 ordinary shares, comprising 1,582,846,182 Class A ordinary shares and 246,000,000 Class B ordinary shares, of the Issuer issued and outstanding (i) as reported in the Issuer’s Annual Report on Form 20-F for the fiscal year ended December 31, 2019, filed on April 29, 2020, and (ii) as of June 10, 2020, as reported in the Issuer’s Current Report on Form 6-K for the month of June 2020, filed on June 11, 2020. Beneficial ownership information is presented as of December 31, 2020.

 

Item 5.                                      Ownership of Five Percent or Less of a Class.

 

Not applicable.

 

Item 6.                                      Ownership of more than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7.                                      Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.

 

Not applicable.

 

6


 

Item 8.                                      Identification and classification of members of the group.

 

Not applicable.

 

Item 9.                                      Notice of Dissolution of Group.

 

Not applicable.

 

Item 10.                             Certifications.

 

Not applicable.

 

7


 

SIGNATURES

 

After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

Dated: March 15, 2021

 

 

 

 

 

 

Ant Group Co., Ltd.

 

 

 

 

 

 

By:

/s/ Xiandong Jing

 

Name:

Xiandong Jing

 

Title:

Legal Representative

 

 

 

 

 

 

 

Hangzhou Yunqiang Enterprise Management Consulting Co., Ltd.

 

 

 

 

 

 

By:

/s/ Ji Gang

 

Name:

Ji Gang

 

Title:

Executive Director

 

 

 

 

 

 

 

Antfin (Hong Kong) Holding Limited

 

 

 

 

 

 

By:

/s/ Leiming Chen

 

Name:

Leiming Chen

 

Title:

Director

 

8


 

EXHIBIT INDEX

 

Exhibit No.

 

Description

99.1

 

Joint Filing Agreement

 

9


EX-99.1 2 a21-9713_1ex99d1.htm EX-99.1

Exhibit 99.1

 

Joint Filing Agreement

 

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A ordinary shares, par value US$0.00002 per share, of Phoenix Tree Holdings Limited, a Cayman Islands company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

 

[Signature Page Follows]

 


 

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of March 15, 2021.

 

 

Ant Group Co., Ltd.

 

 

 

 

 

 

By:

/s/ Xiandong Jing

 

Name:

Xiandong Jing

 

Title:

Legal Representative

 

 

 

 

 

 

 

Hangzhou Yunqiang Enterprise Management Consulting Co., Ltd.

 

 

 

 

 

 

By:

/s/ Ji Gang

 

Name:

Ji Gang

 

Title:

Executive Director

 

 

 

 

 

 

 

Antfin (Hong Kong) Holding Limited

 

 

 

 

 

 

By:

/s/ Leiming Chen

 

Name:

Leiming Chen

 

Title:

Director

 


https://www.sec.gov/Archives/edgar/data/1729003/000110465921035946/0001104659-21-035946.txt